DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Dennis Gene Mcmillin
Feed of 09/14/2026
At current firm
1 y
since Oct 14, 2024
In the industry
40 y
since Jan 17, 1986 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Advisory Services, LLC BD affiliated currentsince Oct 14, 2024 · Rochester, Mn
- American Portfolios Advisors, Inc formerJun 26, 2007 to Oct 11, 2024 · Holbrook, Ny
- Osaic Wealth, Inc. BD affiliatedMar 1, 2007 to Jun 22, 2007 · Rochester, Mn
- United Securities Alliance, Inc. unclassifiedOct 20, 2003 to Mar 1, 2007 · Rochester, Mn
- Cambridge Investment Research, Inc. unclassifiedJan 17, 2002 to Dec 31, 2002 · Rochester, Mn
Moves
a registration end followed by a registration begin elsewhere
- American Portfolios Advisors, Inc to Osaic Advisory Services, LLCleft Oct 11, 2024, registered Oct 14, 2024 (3 days) · Affiliated broker-dealer or bank to another · moved with a team
- Osaic Wealth, Inc. to American Portfolios Advisors, Incleft Jun 22, 2007, registered Jun 26, 2007 (4 days) · Other
- United Securities Alliance, Inc. to Osaic Wealth, Inc.left Mar 1, 2007, registered Mar 1, 2007 (0 days) · Other
- Cambridge Investment Research, Inc. to United Securities Alliance, Inc.left Dec 31, 2002, registered Oct 20, 2003 (293 days) · Other
Signals
- Dennis Gene Mcmillin left American Portfolios Advisors, Inc for Osaic Advisory Services, Llc (registered 2024-10-14)Oct 11, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address