RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• S••••••• N•••
- P•••••••• M•••••• L•• independent RIA currentsince Dec 14, 2016 · Fernandina Beach, Fl
- C•••••• I••••• A•• C•••••• P••••••••• S••••••••• L•• unclassifiedFeb 15, 2012 to Dec 31, 2017 · Savannah, Ga
- I••••• F•••••••• C••••••••• formerJul 7, 2011 to Feb 27, 2012 · Appleton, Wi
- E••••••• F•••••••• S•••••••• I••• unclassifiedSep 1, 2010 to Jun 23, 2011 · Pittsford, Ny
- C•••••• I••••• A•• C•••••• P••••••••• S••••••••• L•• to P•••••••• M•••••• L••left Dec 31, 2017, registered Dec 14, 2016 (-382 days) · Other
- I••••• F•••••••• C••••••••• to C•••••• I••••• A•• C•••••• P••••••••• S••••••••• L••left Feb 27, 2012, registered Feb 15, 2012 (-12 days) · Other
- E••••••• F•••••••• S•••••••• I••• to I••••• F•••••••• C•••••••••left Jun 23, 2011, registered Jul 7, 2011 (14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address