DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Portfolio Medics, LLC
Latest filing Sep 14, 2026
First filing on the tape Jul 17, 2018 · 214 filings
SEC status approved since Aug 16, 2018
RAUM
$780M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$780M individuals and HNW
Advisors
83
registered through the firm on IAPD
RAUM per advisor
$9.4M
derived; firm RAUM over IAPD count
Employees
75
75 advisory (5.B.1)
Offices
8
beyond the principal office
Private funds
0
reported on Schedule D
History
214 filings and snapshots on the tape
RAUM$780M as of Aug 25, 2026
Mar 26, 2019$120M then
HNW client RAUM$14.9M as of Aug 25, 2026
Mar 26, 2019$11.7M then
State-registered IARs (5.B.3)70 as of Aug 25, 2026
Mar 26, 201916 then
Employees (5.A)75 as of Aug 25, 2026
Mar 26, 201916 then
Private funds: no history
RAUM +56% over the last fiscal year+27% a year over threeIARs 70 to 70
Practice profile
derived from the filing of Sep 14, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- RAUM per advisor
- $9.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 35derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $383,242derivedHNW RAUM over HNW clients
- Average account
- $205,114derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 9.3derived9 offices incl. principal (1.F.5)
- RAUM growth, one year
- +56%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +17%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$766M98%
- High-net-worth individuals$14.9M1.9%
- Individual clients
- 2,890reported
- HNW clients
- 39reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3,805reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
84 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| John Michael Billy | Bonita Springs, Fl | Feb 8, 2008 | 30 y | 2 |
| John Christopher Conrath | Bonita Springs, Fl | Feb 13, 2008 | 31 y | 3 |
| Neal Skiles | Heath, Oh | Apr 1, 2008 | 28 y | 0 |
| Steven Dale LandisCertified Financial Planner | Bonita Springs, Fl | Aug 5, 2008 | 28 y | 3 |
| Gerald Griffith | Bonita Springs, Fl | May 29, 2009 | 24 y | 0 |
| Mark David Fenton | Bonita Springs, Fl | Mar 13, 2014 | 20 y | 5 |
| John Brian Winterowd | Round Rock, Tx | Oct 18, 2014 | 16 y | 1 |
| Paul Mitchell Tarins | Bonita Springs, Fl | Jun 12, 2015 | 28 y | 2 |
| Joseph William Hamel | Parma Heights, Oh | Oct 9, 2015 | 31 y | 2 |
| Geryl Werner Winterowd | Bonita Springs, Fl | Apr 29, 2016 | 14 y | 0 |
| John Schuyler NeffCertified Financial Planner, Chartered Financial Consultant | Fernandina Beach, Fl | Dec 14, 2016 | 40 y | 3 |
| Herbert J Friedman | Singer Island, Fl | Jan 8, 2019 | 40 y | 1 |
| Justin Wayne Mcguffey | Bonita Springs, Fl | Feb 8, 2019 | 17 y | 1 |
| Casey S CroysdaleCertified Financial Planner | Bonita Springs, Fl | Apr 1, 2019 | 21 y | 4 |
| Curtis Martin HillCertified Financial Planner | Long Beach, Ca | Aug 1, 2019 | 32 y | 7 |
| Brion Timothy WaltersChartered Financial Consultant | Cincinnati, Oh | Nov 1, 2019 | 21 y | 1 |
| Michael Henry Huber | Bonita Springs, Fl | Apr 22, 2020 | 12 y | 3 |
| Jason Collins | Bonita Springs, Fl | May 11, 2020 | 16 y | 0 |
| Eric Steven Dudley | Venice, Fl | Aug 17, 2020 | 11 y | 1 |
| Patrick Wilson Holmes | Granite Falls, Nc | Aug 21, 2020 | 13 y | 0 |
| Raymond Joseph Filorimo | Bonita Springs, Fl | Aug 21, 2020 | 29 y | 3 |
| Richard Perez | Miami, Fl | Dec 8, 2020 | 24 y | 2 |
| Thomas Mead | Granbury, Tx | Dec 11, 2020 | 12 y | 1 |
| Irina S Hill | Long Beach, Ca | Jan 7, 2021 | 23 y | 0 |
| Robert Vance Cagle | White Pine, Tn | Jan 7, 2021 | 11 y | 1 |
| Brandon John Galici | Triadelphia, Wv | Feb 23, 2021 | 19 y | 1 |
| Christopher Charles PollinaCertified Financial Planner | East Setauket, Ny | Mar 4, 2021 | 10 y | 0 |
| Michael Kent Petticord | Winston-Salem, Nc | May 3, 2021 | 29 y | 4 |
| Martin Geddes Hurlburt | Springville, Ut | Nov 8, 2021 | 33 y | 8 |
| John Parker | Georgetown, Tx | Nov 23, 2021 | 11 y | 0 |
| Enri D Santee | Bonita Springs, Fl | Dec 7, 2021 | 10 y | 1 |
| Robert Paul Aborn | Wintersville, Oh | Mar 30, 2022 | 10 y | 1 |
| Steven R Gibson | Bonita Springs, Fl | May 11, 2022 | 14 y | 0 |
| Juliann J. Gibson | Folsom, Ca | May 29, 2022 | 27 y | 0 |
| Darryl Robert Bull | Morgantown, Pa | Jun 14, 2022 | 40 y | 2 |
| David Allen Wagner | Claremont, Fl | Sep 28, 2022 | 39 y | 6 |
| Connor Matthew TysonChartered Financial Consultant | Pleasantville, Ny | Dec 11, 2022 | 26 y | 6 |
| Jeffrey Peter Leone | Bonita Springs, Fl | Jan 31, 2023 | 17 y | 0 |
| Stephen Gerald Schwesinger | Bonita Springs, Fl | Apr 12, 2023 | 12 y | 1 |
| Kevin Bertonneau | Reno, Nv | Jul 30, 2023 | 15 y | 0 |
Advisor movement
2 left, 9 joined in 12 months
net +7 in 12 months0 left in 90 days2 joined in 90 daysdeparture rate 2.4% of current headcount10 left over 36 months
Left, latest
- Michael Timmy Tran to Advisor Share Wealth Management, LLCApr 28, 2026 · RIA to RIA
- Thomas Michalowski to Foundations Investment Advisors LLCNov 18, 2025 · RIA to RIA
- Richard Bryan Simpson to Garland And Greenwood Wealth Advisors LLCJun 25, 2025 · RIA to a state-registered adviser
- Jorge Manuel Diaz-Druet to Cima Sports & Wealth Management IncMar 20, 2025 · RIA to a state-registered adviser
- Abel Molina to Principal Securities, Inc.Mar 20, 2025 · RIA to affiliated broker-dealer or bank
- Bruce Gary Kaserman to B.G. Kaserman & Associates L.L.C.Mar 17, 2025 · RIA to a state-registered adviser
- Jeffrey Jozsef Tamas to Alphastar Capital ManagementJan 2, 2025 · RIA to RIA
- Corey J Cyr to Alphastar Capital ManagementJan 2, 2025 · RIA to RIA
- Michael John Sloan to FmsaOct 29, 2024 · RIA to RIA
- Kimberly Prince Loney to Edward JonesOct 17, 2023 · RIA to affiliated broker-dealer or bank
- Gerardo Antonio Garza to Mwa Financial Services, Inc.Aug 16, 2023 · RIA to RIA
- Reed Mells to Horter Investment Management, LLCJul 21, 2023 · RIA to RIA
- Neil M Poulicakos to Charles Schwab & Co., Inc.Jul 21, 2023 · RIA to affiliated broker-dealer or bank
- Juan Carlos Suarez to Edelman Financial EnginesApr 14, 2023 · RIA to RIA
- Alexander Leo Paul Bailey to MML Investors Services, LLCAug 11, 2022 · RIA to affiliated broker-dealer or bank
Joined, latest
- Henry Carl Angelucci from Knights Of Columbus Asset Advisors LLCAug 3, 2026 · Other
- Joel W Austin from Thrivent Investment Management Inc.Jul 6, 2026 · Affiliated broker-dealer or bank to independent RIA
- Ivan Hernandez from Florida Financial Advisors, LLCJun 15, 2026 · Affiliated broker-dealer or bank to independent RIA
- Fred Francis Liebau from Mariner IndependentMar 23, 2026 · RIA to RIA
- John Allan Blacklidge from Horter Investment Management, LLCJan 1, 2026 · RIA to RIA
- Jennifer Ann Ly from Lifepro Asset ManagementJan 1, 2026 · RIA to RIA
- Kenneth Lee Clark from Allstate Financial Advisors, LLCDec 22, 2025 · Affiliated broker-dealer or bank to independent RIA
- David Bressoud from Securities America Advisors, Inc.Nov 6, 2025 · Affiliated broker-dealer or bank to independent RIA
- Patrick John Fortunato from Primerica AdvisorsOct 30, 2025 · Affiliated broker-dealer or bank to independent RIA
- Sisse Sy Ferguson-Torok from Capital AnalystsSep 4, 2025 · Affiliated broker-dealer or bank to independent RIA
- John Michael Hackney from A.G.P / Alliance Global PartnersAug 22, 2025 · RIA to RIA
- Keith Rufus Lamb from Brookstone Wealth Advisors, LLCJul 2, 2025 · Other
- Rowdee Jonathan Taylor from Interactive Financial AdvisorsJun 17, 2025 · RIA to RIA
- Tillie Allison from Park Avenue Securities LLCMay 22, 2025 · Affiliated broker-dealer or bank to independent RIA
- Jeremy Isleman from Hornor, Townsend & Kent, LLCDec 13, 2024 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Alphastar Capital ManagementJan 2, 2025 · Bonita Springs, Fl
- 2 joined from Alphastar Capital ManagementMay 13, 2021 · Winstonsalem, Nc
- 2 joined from LPL Financial LLCNov 19, 2020 · Clearwater, Fl
- 2 joined from Horter Investment Management, LLCJan 30, 2019 · Cincinnati, Oh
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Michael John Billy · Managing Member And Chief Compliance Officercontrolsince 12/2007 · owns 50% to 75%
- Christopher John Conrath · Managing Membercontrolsince 12/2007 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bonita Springs, Fl · principal | 69 | 15 | 0 | ||
| Round Rock, Tx | 2 | 0 | 0 | ||
| Los Angeles, Ca | 2 | 0 | 0 | ||
| Jacksonville, Fl | 2 | 1 | 0 | ||
| Naples, Fl | 2 | 0 | 0 | ||
| Long Beach, Ca | 2 | 0 | 0 | ||
| Miami, Fl | 1 | 0 | 0 | ||
| Clermont, Fl | 1 | 0 | 0 | ||
| Westminster, Ca | 0 | 0 | 1 | ||
| Little Rock, Ar | 0 | 0 | 0 | ||
| Oklahoma City, Ok | 0 | 0 | 0 | ||
| Port Charlotte, Fl | 0 | 0 | 0 | ||
| Streamwood, Il | 0 | 0 | 1 | ||
| Vienna, Va | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Austin, TX2 employees
- Cincinnati, OH1 employees
- Crestview Hills, KY1 employees
- Delray Beach, FL1 employees
- Parma Heights, OH1 employees
- Round Rock, TX1 employees
- Winter Park, FL1 employees
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Apr 28, 2026accounts (Item 5.F.2.f) moved from 2,499.0 to 3,805.0 (+52.0%) between the annual amendments of 2025-01-27 and 2026-04-28; the peer median change was +6.0% (1256 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,256) · 95% percentile
- RAUM up 50 %Change between filings · filing Apr 28, 2026RAUM (Item 5.F) moved from $499,609,065 to $780,459,366 (+56.0%) between the annual amendments of 2025-01-27 and 2026-04-28; the peer median change was +16.0% (1386 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,386) · 95% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 1-10 to 1-10Aug 25, 2026 to Sep 9, 2026
- Succession · false to unsetAug 25, 2026 to Sep 9, 2026
- Accounts · 3,702 to 3,805Feb 9, 2026 to Mar 25, 2026
- HNW clients · 36 to 39Feb 9, 2026 to Mar 25, 2026
- Individual clients · 3,666 to 2,890Feb 9, 2026 to Mar 25, 2026
- Discretionary RAUM · $542M to $771MFeb 9, 2026 to Mar 25, 2026
- HNW RAUM · $10.6M to $14.9MFeb 9, 2026 to Mar 25, 2026
- Individual RAUM · $542M to $766MFeb 9, 2026 to Mar 25, 2026
- Non-discretionary RAUM · $10.6M to $9.8MFeb 9, 2026 to Mar 25, 2026
- RAUM · $553M to $780MFeb 9, 2026 to Mar 25, 2026
- Financial planning clients · 1-10 to 1-10Jun 24, 2025 to Jul 29, 2025
- Accounts · 2,499 to 3,702Jan 27, 2025 to May 1, 2025
- HNW clients · 20 to 36Jan 27, 2025 to May 1, 2025
- Individual clients · 2,479 to 3,666Jan 27, 2025 to May 1, 2025
- Discretionary RAUM · $492M to $542MJan 27, 2025 to May 1, 2025
- HNW RAUM · $46.1M to $10.6MJan 27, 2025 to May 1, 2025
- Individual RAUM · $453M to $542MJan 27, 2025 to May 1, 2025
- Non-discretionary RAUM · $7.6M to $10.6MJan 27, 2025 to May 1, 2025
- RAUM · $500M to $553MJan 27, 2025 to May 1, 2025
- Accounts · 2,167 to 2,499Feb 20, 2024 to Mar 8, 2024
- Individual clients · 2,147 to 2,479Feb 20, 2024 to Mar 8, 2024
- Discretionary RAUM · $374M to $492MFeb 20, 2024 to Mar 8, 2024
- HNW RAUM · $36.1M to $46.1MFeb 20, 2024 to Mar 8, 2024
- Individual RAUM · $347M to $453MFeb 20, 2024 to Mar 8, 2024
- Non-discretionary RAUM · $9.0M to $7.6MFeb 20, 2024 to Mar 8, 2024
- RAUM · $383M to $500MFeb 20, 2024 to Mar 8, 2024
- Accounts · 1,372 to 2,167Mar 13, 2023 to Mar 22, 2023
- Advisory employees · 45 to 75Mar 13, 2023 to Mar 22, 2023
- HNW clients · 22 to 20Mar 13, 2023 to Mar 22, 2023
- Individual clients · 1,350 to 2,147Mar 13, 2023 to Mar 22, 2023
- Employees · 45 to 75Mar 13, 2023 to Mar 22, 2023
- State-registered IARs · 45 to 70Mar 13, 2023 to Mar 22, 2023
- Discretionary RAUM · $307M to $374MMar 13, 2023 to Mar 22, 2023
- Individual RAUM · $325M to $347MMar 13, 2023 to Mar 22, 2023
- Non-discretionary RAUM · $54.7M to $9.0MMar 13, 2023 to Mar 22, 2023
- RAUM · $361M to $383MMar 13, 2023 to Mar 22, 2023
- Accounts · 1,193 to 1,372Mar 14, 2022 to Mar 25, 2022
- HNW clients · 20 to 22Mar 14, 2022 to Mar 25, 2022
- Individual clients · 1,173 to 1,350Mar 14, 2022 to Mar 25, 2022
- Discretionary RAUM · $199M to $307MMar 14, 2022 to Mar 25, 2022
Signals
24 dated events
- Kaleb Williams registered as an investment adviser representative at Portfolio Medics, LlcSep 15, 2026 · Advisor registered · fact
- Michael Timmy Tran left Portfolio Medics, Llc for Advisor Share Wealth Management, Llc (registered 2026-05-07)Apr 28, 2026 · Advisor changed firm · fact
- Portfolio Medics, Llc reported RAUM $780.5M, up 41% from $552.7M (2026-02-09 to 2026-03-25)Mar 25, 2026 · RAUM change · derived
- Thomas Michalowski left Portfolio Medics, Llc for Foundations Investment Advisors Llc (registered 2025-11-28)Nov 18, 2025 · Advisor changed firm · fact
- Richard Bryan Simpson left Portfolio Medics, Llc for Garland And Greenwood Wealth Advisors Llc (registered 2025-10-23)Jun 25, 2025 · Advisor changed firm · fact
- Abel Molina left Portfolio Medics, Llc for Principal Securities, Inc. (registered 2026-04-17)Mar 20, 2025 · Advisor changed firm · fact
- Jorge Manuel Diaz-Druet left Portfolio Medics, Llc for Cima Sports & Wealth Management Inc (registered 2025-06-26)Mar 20, 2025 · Advisor changed firm · fact
- Bruce Gary Kaserman left Portfolio Medics, Llc for B.G. Kaserman & Associates L.L.C. (registered 2025-03-18)Mar 17, 2025 · Advisor changed firm · fact
- Jeffrey Jozsef Tamas left Portfolio Medics, Llc for Alphastar Capital Management (registered 2023-06-02)Jan 2, 2025 · Advisor changed firm · fact
- Corey J Cyr left Portfolio Medics, Llc for Alphastar Capital Management (registered 2023-06-06)Jan 2, 2025 · Advisor changed firm · fact
- 2 advisors left Portfolio Medics, LLC (Bonita Springs, FL) for Alphastar Capital Management on the same dayJan 2, 2025 · Team lift-out · derived
- Michael John Sloan left Portfolio Medics, Llc for Fmsa (registered 2025-03-24)Oct 29, 2024 · Advisor changed firm · fact
- Portfolio Medics, Llc reported RAUM $499.6M, up 30% from $383.0M (2024-02-20 to 2024-03-08)Mar 8, 2024 · RAUM change · derived
- Kimberly Prince Loney left Portfolio Medics, Llc for Edward Jones (registered 2023-12-20)Oct 17, 2023 · Advisor changed firm · fact
- Gerardo Antonio Garza left Portfolio Medics, Llc for Mwa Financial Services, Inc. (registered 2024-02-13)Aug 16, 2023 · Advisor changed firm · fact
- Reed Mells left Portfolio Medics, Llc for Horter Investment Management, Llc (registered 2023-07-10)Jul 21, 2023 · Advisor changed firm · fact
- Neil M Poulicakos left Portfolio Medics, Llc for Charles Schwab & Co., Inc. (registered 2026-03-09)Jul 21, 2023 · Advisor changed firm · fact
- Juan Carlos Suarez left Portfolio Medics, Llc for Edelman Financial Engines (registered 2024-01-25)Apr 14, 2023 · Advisor changed firm · fact
- Portfolio Medics, Llc reported 70 state-registered advisory representatives, up from 45 (2023-03-13 to 2023-03-22)Mar 22, 2023 · Advisor headcount change · derived
- Alexander Leo Paul Bailey left Portfolio Medics, Llc for Mml Investors Services, Llc (registered 2024-05-23)Aug 11, 2022 · Advisor changed firm · fact
- Sisse Sy Ferguson-Torok left Portfolio Medics, Llc for Lincoln Investment (registered 2022-05-27)Jun 3, 2022 · Advisor changed firm · fact
- Portfolio Medics, Llc reported RAUM $361.3M, up 57% from $230.8M (2022-03-14 to 2022-03-25)Mar 25, 2022 · RAUM change · derived
- Portfolio Medics, Llc reported 45 state-registered advisory representatives, up from 16 (2021-06-18 to 2021-06-22)Jun 22, 2021 · Advisor headcount change · derived
- Portfolio Medics, Llc filed its initial SEC registration (Form ADV)Jul 17, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 239-444-1766reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- PORTFOLIOMEDICS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (239) 444-1766reportedpublic record, Form ADV, Sep 14, 2026
- Team page
- portfoliomedics.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $9.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026