RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• G•••••• F••••••••
- H•••••• F•••••••• P••••••• independent RIA currentsince Mar 26, 2008 · Paoli, Pa
- S•••••• M••••• L•• independent RIAJun 26, 2006 to Apr 3, 2008 · Exton, Pa
- S•• C•••••• A••••••• L•• institutionalNov 29, 2004 to Dec 31, 2006 · Exton, Pa
- S•••••• M••••• L•• to H•••••• F•••••••• P•••••••left Apr 3, 2008, registered Mar 26, 2008 (-8 days) · Other
- S•• C•••••• A••••••• L•• to S•••••• M••••• L••left Dec 31, 2006, registered Jun 26, 2006 (-188 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address