DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H•••••• F•••••••• P•••••••
Legal name H•••••• F•••••••• P•••••••• L••
Latest filing Aug 25, 2026
First filing on the tape Sep 19, 2019 · 12 filings
SEC status approved since Oct 24, 2019
RAUM
$149M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
94%
$140M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$74.4M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$149M as of Aug 25, 2026
Mar 29, 2020$81.2M then
HNW client RAUM$109M as of Aug 25, 2026
Mar 29, 2020$52.5M then
State-registered IARs (5.B.3)2 as of Aug 25, 2026
Mar 29, 20202 then
Employees (5.A)2 as of Aug 25, 2026
Mar 29, 20202 then
Private funds: no history
RAUM +13% over the last fiscal year+11% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Aug 25, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $74.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 74derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $388,582derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 2.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$109M76%
- Individuals$30.1M21%
- Charitable organizations$2.5M1.7%
- Pension and profit-sharing plans$1.4M1.0%
- Individual clients
- 98reported
- HNW clients
- 49reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 383reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• G•••••• F••••••••Certified Financial Planner | Paoli, Pa | Mar 26, 2008 | 22 y | 2 |
| J•••• J••••• W•••••Chartered Financial Analyst | Paoli, Pa | Mar 26, 2008 | 32 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••• G•••••• F•••••••• from S•••••• M••••• L••Mar 26, 2008 · Other
- J•••• J••••• W••••• from D••••••• C•••••• M•••••••••Mar 26, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F••••••••• J•••• G•••••• · Managing Member / Chief Compliance Officercontrolsince 03/2008 · owns 25% to 50%
- W•••••• J••••• J••••• · Managing Membercontrolsince 03/2008 · owns 25% to 50%
- F••••••••• D••••• E••• · Membersince 03/2008 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Paoli, Pa · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 362 to 383Mar 18, 2025 to Mar 13, 2026
- HNW clients · 47 to 49Mar 18, 2025 to Mar 13, 2026
- Individual clients · 90 to 98Mar 18, 2025 to Mar 13, 2026
- Discretionary RAUM · $126M to $146MMar 18, 2025 to Mar 13, 2026
- HNW RAUM · $97.2M to $109MMar 18, 2025 to Mar 13, 2026
- Individual RAUM · $25.9M to $30.1MMar 18, 2025 to Mar 13, 2026
- Non-discretionary RAUM · $5.6M to $2.4MMar 18, 2025 to Mar 13, 2026
- Pension RAUM · $1.2M to $1.4MMar 18, 2025 to Mar 13, 2026
- RAUM · $132M to $149MMar 18, 2025 to Mar 13, 2026
- Accounts · 360 to 362Mar 5, 2024 to Mar 18, 2025
- Individual clients · 91 to 90Mar 5, 2024 to Mar 18, 2025
- Financial planning clients · 1-10 to 1-10Mar 5, 2024 to Mar 18, 2025
- Discretionary RAUM · $118M to $126MMar 5, 2024 to Mar 18, 2025
- HNW RAUM · $91.3M to $97.2MMar 5, 2024 to Mar 18, 2025
- Individual RAUM · $24.5M to $25.9MMar 5, 2024 to Mar 18, 2025
- Non-discretionary RAUM · $6.3M to $5.6MMar 5, 2024 to Mar 18, 2025
- Pension RAUM · $984,153 to $1.2MMar 5, 2024 to Mar 18, 2025
- RAUM · $124M to $132MMar 5, 2024 to Mar 18, 2025
- Accounts · 351 to 360Mar 29, 2023 to Mar 5, 2024
- HNW clients · 61 to 47Mar 29, 2023 to Mar 5, 2024
- Individual clients · 77 to 91Mar 29, 2023 to Mar 5, 2024
- Discretionary RAUM · $106M to $118MMar 29, 2023 to Mar 5, 2024
- HNW RAUM · $86.5M to $91.3MMar 29, 2023 to Mar 5, 2024
- Individual RAUM · $15.0M to $24.5MMar 29, 2023 to Mar 5, 2024
- Non-discretionary RAUM · $4.1M to $6.3MMar 29, 2023 to Mar 5, 2024
- Pension RAUM · $638,649 to $984,153Mar 29, 2023 to Mar 5, 2024
- RAUM · $110M to $124MMar 29, 2023 to Mar 5, 2024
- Accounts · 335 to 351Mar 11, 2022 to Mar 29, 2023
- HNW clients · 54 to 61Mar 11, 2022 to Mar 29, 2023
- Individual clients · 78 to 77Mar 11, 2022 to Mar 29, 2023
- Discretionary RAUM · $102M to $106MMar 11, 2022 to Mar 29, 2023
- HNW RAUM · $79.2M to $86.5MMar 11, 2022 to Mar 29, 2023
- Individual RAUM · $17.6M to $15.0MMar 11, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $3.6M to $4.1MMar 11, 2022 to Mar 29, 2023
- Pension RAUM · $1.1M to $638,649Mar 11, 2022 to Mar 29, 2023
- RAUM · $106M to $110MMar 11, 2022 to Mar 29, 2023
- Accounts · 320 to 335Mar 18, 2021 to Mar 11, 2022
- HNW clients · 50 to 54Mar 18, 2021 to Mar 11, 2022
- Individual clients · 81 to 78Mar 18, 2021 to Mar 11, 2022
- Discretionary RAUM · $85.2M to $102MMar 18, 2021 to Mar 11, 2022
Signals
1 dated events
- H•••••• F•••••••• P••••••• filed its initial SEC registration (Form ADV)Sep 19, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 877-240-4740reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 877-296-5062reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 610-240-4740reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/H••••••-FINANCIAL-PARTNERSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H••••••FP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 610-240-4740reportedpublic record, Form ADV, Aug 25, 2026
- Contact form
- harvestfinancialpartners.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $74.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026