DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• P••••••••

S••••• C•••••• M••••••••• L••otherPrinceton Junction, NjIA-onlyIAPD 1442521

Feed of 09/14/2026

Also filed as J••• P••••••••

At current firm

0 y

since Feb 4, 2026

In the industry

21 y

since Feb 2, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• C•••••• M••••••••• L•• other current
since Feb 4, 2026 · Princeton Junction, Nj
S••••• M••••••• C••••••• L• asset manager
Mar 17, 2021 to Feb 13, 2026 · West Windsor, Nj
O••••••••• • C•• I••• BD affiliated
Dec 16, 2019 to Oct 30, 2020 · Warrington, Pa
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 8, 2018 to Dec 21, 2019 · Doylestown, Pa
U•• F•••••••• S••••••• I••• wirehouse
Jun 25, 2010 to Mar 15, 2018 · New York, Ny
V•••• F•••••••• A•••••••• I••• BD affiliated
Feb 4, 2010 to Apr 14, 2010 · Mount Laurel, Nj
T• A••••••••• I••• former
Oct 26, 2006 to Oct 1, 2009 · Jersey City, Nj
T• A••••••••• I••••••••• M••••••••• L•• former
Oct 26, 2006 to Oct 1, 2009 · Jersey City, Nj
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 3, 2005 to Jul 18, 2006 · Plainsboro, Nj

Moves

a registration end followed by a registration begin elsewhere

S••••• M••••••• C••••••• L• to S••••• C•••••• M••••••••• L••
left Feb 13, 2026, registered Feb 4, 2026 (-9 days) · Other · moved with a team
O••••••••• • C•• I••• to S••••• M••••••• C••••••• L•
left Oct 30, 2020, registered Mar 17, 2021 (138 days) · Affiliated broker-dealer or bank to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O••••••••• • C•• I•••
left Dec 21, 2019, registered Dec 16, 2019 (-5 days) · Wirehouse to affiliated broker-dealer or bank
U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Mar 15, 2018, registered Jun 8, 2018 (85 days) · Wirehouse to wirehouse
V•••• F•••••••• A•••••••• I••• to U•• F•••••••• S••••••• I•••
left Apr 14, 2010, registered Jun 25, 2010 (72 days) · Other
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Oct 1, 2009, registered Oct 26, 2006 (-1071 days) · channel change inside one enterprise, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 1, 2009, registered Oct 26, 2006 (-1071 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• A••••••••• I•••
left Jul 18, 2006, registered Oct 26, 2006 (100 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)

Signals

J••• P•••••••• left S••••• M••••••• C••••••• L• for S••••• C•••••• M••••••••• L•• (registered 2026-02-04)
Feb 13, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Other adviserderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address