RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• M••••••• F••••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 25, 2023 · Jacksonville, Fl
- S••••••• F•••••••• S•••••••• I••• formerFeb 17, 2015 to Aug 10, 2023 · Jacksonville, Fl
- M•• F•••••••• S•••••••• I••• formerMay 6, 2014 to Jan 26, 2015 · Jacksonville, Fl
- N•• E•••••• S••••••••• C••••••••• formerOct 8, 1998 to May 5, 2014 · Jacksonville, Fl
- S••••••• F•••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••left Aug 10, 2023, registered Jun 25, 2023 (-46 days) · corporate re-registration, not a move
- M•• F•••••••• S•••••••• I••• to S••••••• F•••••••• S•••••••• I•••left Jan 26, 2015, registered Feb 17, 2015 (22 days) · Other
- N•• E•••••• S••••••••• C••••••••• to M•• F•••••••• S•••••••• I•••left May 5, 2014, registered May 6, 2014 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address