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Registered advisor
J••• P••••••• L•••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
8 y
since Nov 27, 2017
In the industry
40 y
since Jan 14, 1986 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J• W• C••• A•••••••• I••• BD affiliated currentsince Nov 27, 2017 · Tampa, Fl
- Q•••••• A•••• M••••••••• I••• formerOct 2, 2012 to Nov 4, 2015 · Nokomis, Fl
- C••••• A••••••• L•• formerJan 1, 2004 to Sep 10, 2012 · Greenwood Village, Co
- V••••• S••••••••• C••••••••• unclassifiedJan 15, 1998 to Jan 1, 2004 · Venice, Fl
Moves
a registration end followed by a registration begin elsewhere
- Q•••••• A•••• M••••••••• I••• to J• W• C••• A•••••••• I•••left Nov 4, 2015, registered Nov 27, 2017 (754 days) · Other
- C••••• A••••••• L•• to Q•••••• A•••• M••••••••• I•••left Sep 10, 2012, registered Oct 2, 2012 (22 days) · Other
- V••••• S••••••••• C••••••••• to C••••• A••••••• L••left Jan 1, 2004, registered Jan 1, 2004 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address