DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Rhonda L Mills

LPL Financial LLCBD affiliatedChula Vista, Ca dual registrantIAPD 1445754

Feed of 09/15/2026

Also filed as Rhonda L Mills

At current firm

10 y

since Jan 11, 2016

In the industry

40 y

since Feb 6, 1986 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jan 11, 2016 · El Cajon, Ca
U.S. Bancorp Advisors, LLC BD affiliated
Sep 9, 2014 to Jan 12, 2016 · Oceanside, Ca
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Oct 27, 2011 to Aug 30, 2014 · San Diego, Ca
Wfp Securities unclassified
Dec 1, 2010 to Apr 25, 2011 · San Diego, Ca
Zions Capital Advisors, Inc. institutional
Jan 5, 2007 to Jan 30, 2009 · Salt Lake City, Ut
Zions Direct, Inc. unclassified
Apr 13, 2006 to Dec 31, 2006 · San Marcos, Ca
Wamu Investments, Inc. unclassified
Mar 8, 2005 to Apr 4, 2006 · La Mesa, Ca

Moves

a registration end followed by a registration begin elsewhere

U.S. Bancorp Advisors, LLC to LPL Financial LLC
left Jan 12, 2016, registered Jan 11, 2016 (-1 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to U.S. Bancorp Advisors, LLC
left Aug 30, 2014, registered Sep 9, 2014 (10 days) · Other
Wfp Securities to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Apr 25, 2011, registered Oct 27, 2011 (185 days) · Other
Zions Capital Advisors, Inc. to Wfp Securities
left Jan 30, 2009, registered Dec 1, 2010 (670 days) · Other
Zions Direct, Inc. to Zions Capital Advisors, Inc.
left Dec 31, 2006, registered Jan 5, 2007 (5 days) · Other
Wamu Investments, Inc. to Zions Direct, Inc.
left Apr 4, 2006, registered Apr 13, 2006 (9 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 40derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address