DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Zions Capital Advisors, Inc.

Institutional managerSalt Lake City, UtahCRD 131308SEC 801-63287websiteIAPD
Latest filing Mar 24, 2026
First filing on the tape Mar 28, 2012 · 34 filings
SEC status approved since Jul 28, 2004
RAUM
$831M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
13
registered through the firm on IAPD
RAUM per advisor
$63.9M
derived; firm RAUM over IAPD count
Employees
14
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$831M as of Mar 24, 2026
Mar 28, 2012$1.5B then
HNW client RAUM: $4.2M
State-registered IARs (5.B.3)5 as of Mar 24, 2026
Apr 1, 201380 then
Employees (5.A)14 as of Mar 24, 2026
Apr 1, 2013100 then
Private funds1 as of Mar 31, 2022
Mar 28, 20121 then
RAUM -43% over the last fiscal year-25% a year over threeIARs 5 to 5offices 1 to 0
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
  • Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
RAUM per advisor
$63.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$14.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.1derivedItem 5.A over advisors
Advisors per office
13.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-43%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
  • a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • State and municipal entities$831M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
58reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=true related_bank=false bd_reps=14.0derived
Advisors registered through the firm
13 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Jennifer Kyle HashKaysville, Ut Jan 19, 201025 y3
Samuel Lewis AllenSalt Lake City, UtMar 2, 201528 y0
Catherine Elizabeth NovakSalt Lake City, Ut Feb 13, 201725 y2
Richard Joseph JohnsonAmerican Fork, Ut Jan 3, 202019 y3
Stephen Lawrence WilldenSalt Lake City, UtJan 7, 202022 y0
Bruce O SnowSalt Lake City, Ut Jul 9, 202019 y0
Guy Earl CowdenHouston, Tx Jan 3, 202426 y0
Anthony Gino ValeriChartered Financial AnalystSan Diego, Ca Aug 13, 202433 y1
Scott Davis KellnerSalt Lake City, UtAug 14, 202420 y2
Joseph IrvinChartered Financial AnalystSalt Lake City, UtAug 15, 202411 y0
Douglas Robert GraySalt Lake City, UtSep 4, 202432 y2
Jordan T TaylorSalt Lake City, UtAug 19, 202516 y0
Andrew Robert GrillChartered Financial AnalystSalt Lake City, UtNov 5, 202512 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount6 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
1 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
South Main Private Equity I, LLCno longer reportedReal Estate Fund$20,74110Mar 28, 2012
Owners and control persons
Schedule A and B, latest filing
  • Gino Anthony Valeri · President & Director Of Investment Managementcontrol
    since 08/2024 · owns less than 5%
  • Kyle Jennifer Hash · Chief Compliance Officer
    since 05/2015 · owns less than 5%
Entity owners
  • Zions Bancorporation, N. A. · Parent Company
    direct · owns 75% or more · public reporting company
Related persons
Schedule D 7.A
  • Zions Bancorporation, N.A.
    custodiann
  • Zions Bancorporation, N.A.
    broker-dealern
  • Zions Direct, Inc.
    broker-dealern
  • Zions Insurance Agency
    real estaten
  • Zions Public Finance, Inc.
    n
Advisers that list Zions Capital Advisors, Inc. as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Salt Lake City, Ut · principal1310
Houston, Tx200
Scottsdale, Az000
Offices
Schedule D 1.F, the 25 largest
  • Conroe, TX1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
  • RAUM down advisors stableCombination · filing Mar 24, 2026
    peers: institutional managers, $500M to $1B (71)
  • RAUM down 25 %Change between filings · filing Mar 24, 2026
    RAUM (Item 5.F) moved from $1,460,957,454 to $830,754,722 (-43.0%) between the annual amendments of 2025-03-21 and 2026-03-24; the peer median change was +13.0% (63 comparable advisers, 2.0th percentile of changes)
    peers: institutional managers, $500M to $1B (63) · 1.6% percentile
How anomalies are measured
What changed
consecutive filings, newest first
  • Accounts · 88 to 58
    May 7, 2025 to Mar 24, 2026
  • BD registered reps · 16 to 14
    May 7, 2025 to Mar 24, 2026
  • Employees · 16 to 14
    May 7, 2025 to Mar 24, 2026
  • Other offices · 1 to 0
    May 7, 2025 to Mar 24, 2026
  • Discretionary RAUM · $1.5B to $831M
    May 7, 2025 to Mar 24, 2026
  • RAUM · $1.5B to $831M
    May 7, 2025 to Mar 24, 2026
  • Financial planning clients · 0 to 0
    Mar 21, 2025 to May 7, 2025
  • Accounts · 86 to 88
    Aug 15, 2024 to Mar 21, 2025
  • State-registered IARs · 4 to 5
    Aug 15, 2024 to Mar 21, 2025
  • Discretionary RAUM · $1.8B to $1.5B
    Aug 15, 2024 to Mar 21, 2025
  • RAUM · $1.8B to $1.5B
    Aug 15, 2024 to Mar 21, 2025
  • Accounts · 89 to 86
    Mar 22, 2024 to Aug 15, 2024
  • Discretionary RAUM · $1.8B to $1.8B
    Mar 22, 2024 to Aug 15, 2024
  • RAUM · $1.8B to $1.8B
    Mar 22, 2024 to Aug 15, 2024
  • Other offices · 2 to 1
    Mar 8, 2024 to Mar 22, 2024
  • Accounts · 93 to 89
    Feb 15, 2023 to Mar 8, 2024
  • BD registered reps · 17 to 16
    Feb 15, 2023 to Mar 8, 2024
  • Employees · 17 to 16
    Feb 15, 2023 to Mar 8, 2024
  • Discretionary RAUM · $2.0B to $1.8B
    Feb 15, 2023 to Mar 8, 2024
  • Non-discretionary RAUM · $2 to $0
    Feb 15, 2023 to Mar 8, 2024
  • RAUM · $2.0B to $1.8B
    Feb 15, 2023 to Mar 8, 2024
  • Accounts · 98 to 93
    Nov 7, 2022 to Feb 15, 2023
  • BD registered reps · 13 to 17
    Nov 7, 2022 to Feb 15, 2023
  • Employees · 14 to 17
    Nov 7, 2022 to Feb 15, 2023
  • Other offices · 1 to 2
    Nov 7, 2022 to Feb 15, 2023
  • Discretionary RAUM · $1.2B to $2.0B
    Nov 7, 2022 to Feb 15, 2023
  • Non-discretionary RAUM · $5.1M to $2
    Nov 7, 2022 to Feb 15, 2023
  • RAUM · $1.2B to $2.0B
    Nov 7, 2022 to Feb 15, 2023
  • Financial planning clients · unset to 0
    Mar 31, 2022 to Nov 7, 2022
  • Private funds · 1 to unset
    Mar 31, 2022 to Nov 7, 2022
  • Accounts · 86 to 98
    Nov 29, 2021 to Mar 31, 2022
  • Advisory employees · 5 to 4
    Nov 29, 2021 to Mar 31, 2022
  • BD registered reps · 14 to 13
    Nov 29, 2021 to Mar 31, 2022
  • Employees · 15 to 14
    Nov 29, 2021 to Mar 31, 2022
  • State-registered IARs · 5 to 4
    Nov 29, 2021 to Mar 31, 2022
  • Discretionary RAUM · $833M to $1.2B
    Nov 29, 2021 to Mar 31, 2022
  • Non-discretionary RAUM · $10.9M to $5.1M
    Nov 29, 2021 to Mar 31, 2022
  • RAUM · $844M to $1.2B
    Nov 29, 2021 to Mar 31, 2022
  • Accounts · 90 to 86
    Feb 7, 2020 to Mar 5, 2021
  • Advisory activities · 2 to 1
    Feb 7, 2020 to Mar 5, 2021
Signals
12 dated events
  • Zions Capital Advisors, Inc. reported RAUM $830.8M, down 43% from $1.5B (2025-05-07 to 2026-03-24)
    Mar 24, 2026 · RAUM change · derived
  • Getzemani Pantoja Clixteco left Zions Capital Advisors, Inc. for Lpl Financial Llc (registered 2025-02-12)
    Mar 25, 2025 · Advisor changed firm · fact
  • Aaron Samuel Crocker left Zions Capital Advisors, Inc. for Lpl Financial Llc (registered 2024-11-12)
    Nov 14, 2024 · Advisor changed firm · fact
  • Harrison Tanner Smith left Zions Capital Advisors, Inc. for Lpl Financial Llc (registered 2024-10-02)
    Oct 3, 2024 · Advisor changed firm · fact
  • Gino Anthony Valeri (President & Director Of Investment Management) appeared on Schedule A of Zions Capital Advisors, Inc.
    Aug 15, 2024 · Control person joined · fact
  • Peter Kelson left Zions Capital Advisors, Inc. for Raymond James & Associates, Inc. (registered 2024-08-14)
    Aug 14, 2024 · Advisor changed firm · fact
  • Scott Raymond Burnett left Zions Capital Advisors, Inc. for Raymond James & Associates, Inc. (registered 2024-08-12)
    Aug 13, 2024 · Advisor changed firm · fact
  • 2 advisors left Zions Capital Advisors, Inc. (Salt Lake City, UT) for Raymond James & Associates, Inc. a day apart
    Aug 13, 2024 · Team lift-out · derived
  • Preston Davis left Zions Capital Advisors, Inc. for Lpl Financial Llc (registered 2023-10-02)
    Sep 26, 2023 · Advisor changed firm · fact
  • Zions Capital Advisors, Inc. reported RAUM $2.0B, up 62% from $1.2B (2022-11-07 to 2023-02-15)
    Feb 15, 2023 · RAUM change · derived
  • Zions Capital Advisors, Inc. reported RAUM $1.2B, up 44% from $844.4M (2021-11-29 to 2022-03-31)
    Mar 31, 2022 · RAUM change · derived
  • Zions Capital Advisors, Inc. reported RAUM $837.2M, down 40% from $1.4B (2017-12-18 to 2018-01-17)
    Jan 17, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
How to reach
public business contact points only, each with its source
Website
ilmgmt.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
800-608-3202reportedpublic record, Form ADV, Mar 24, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Institutional managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$63.9Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026
Across the graphs

Zions Capital Advisors, Inc. is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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