RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• K••••••
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated currentsince Aug 3, 2026 · Northbrook, Il
- M•••••• C•••••• formerJan 10, 2022 to Aug 27, 2026 · Northbrook, Il
- P•••••• A•••• M••••••••• L•• formerFeb 16, 2018 to Mar 2, 2022 · Chicago, Il
- M•••••• C•••••• to W••••• E••••••••• A••••••• S•••••••• L••left Aug 27, 2026, registered Aug 3, 2026 (-24 days) · RIA to affiliated broker-dealer or bank · moved with a team
- P•••••• A•••• M••••••••• L•• to M•••••• C••••••left Mar 2, 2022, registered Jan 10, 2022 (-51 days) · RIA to RIA
- C•••• K•••••• left M•••••• C•••••• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2026-08-03)Aug 27, 2026 · Advisor changed firm · fact
- C•••• K•••••• left P•••••• A•••• M••••••••• L•• for M•••••• C•••••• (registered 2022-01-10)Mar 2, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address