RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• J•• F••••••
- D•••••••• A••••••• S•••••••• I••• institutional currentsince Jul 2, 2025 · Miami, Fl
- P••• I••••••••• L•• mixed wealth currentsince Jan 16, 2008 · Farmington, Ct
- Y•• R••••••••• S•••••••• L•• unclassifiedMar 23, 2006 to Dec 31, 2007 · West Hartford, Ct
- Y•• R••••••••• S•••••••• L•• to P••• I••••••••• L••left Dec 31, 2007, registered Jan 16, 2008 (16 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address