RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• F•••••• C••••
- C••••••• S••••••••• I••• BD affiliated currentsince May 9, 2023 · Conshohocken, Pa
- R•••••• J•••• • A••••••••• I••• national BDMar 29, 2021 to Apr 28, 2023 · Newtown, Pa
- P•••••••• A•••• M••••••••• otherSep 9, 2014 to Jan 26, 2017 · Yardley, Pa
- P•••••••• S••••••••• I••• BD affiliatedAug 28, 2014 to Sep 9, 2014 · Yardley, Pa
- B•• M••••• S••••••••• C••••••••• otherMay 15, 2003 to Jan 3, 2005 · New York, Ny
- L••••••••• D•••••• G••••• A••••••• unclassifiedNov 4, 2002 to Jan 6, 2005 · New York, Ny
- R•••••• J•••• • A••••••••• I••• to C••••••• S••••••••• I•••left Apr 28, 2023, registered May 9, 2023 (11 days) · Affiliated broker-dealer or bank to another
- P•••••••• A•••• M••••••••• to R•••••• J•••• • A••••••••• I•••left Jan 26, 2017, registered Mar 29, 2021 (1523 days) · Other
- P•••••••• S••••••••• I••• to P•••••••• A•••• M•••••••••left Sep 9, 2014, registered Sep 9, 2014 (0 days) · Other
- L••••••••• D•••••• G••••• A••••••• to B•• M••••• S••••••••• C•••••••••left Jan 6, 2005, registered May 15, 2003 (-602 days) · Other
- B•• M••••• S••••••••• C••••••••• to P•••••••• S••••••••• I•••left Jan 3, 2005, registered Aug 28, 2014 (3524 days) · Other
- K•••• F•••••• C•••• left R•••••• J•••• • A••••••••• I••• for C••••••• S••••••••• I••• (registered 2023-05-09)Apr 28, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address