RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• J••••• B••••••
- L•• F•••••••• L•• BD affiliated currentsince May 9, 2014 · Glen Allen, Va
- W•••• F•••• A••••••• wirehouseMay 30, 2012 to May 15, 2014 · Richmond, Va
- B••• I••••••••• S•••••••• I••• formerDec 9, 2008 to May 30, 2012 · Colonial Heights, Va
- S••••••• I••••••••• I••• formerAug 30, 2002 to Aug 10, 2004 · Midlothian, Va
- W•••• F•••• A••••••• to L•• F•••••••• L••left May 15, 2014, registered May 9, 2014 (-6 days) · Other
- B••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left May 30, 2012, registered May 30, 2012 (0 days) · Other
- S••••••• I••••••••• I••• to B••• I••••••••• S•••••••• I•••left Aug 10, 2004, registered Dec 9, 2008 (1582 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address