DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert Richard Wheeler
Chartered Financial Consultant
Feed of 09/15/2026
Also filed as Rick Wheeler
At current firm
0 y
since Jun 26, 2026
In the industry
35 y
since Feb 19, 1991 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Private Advisor Group, LLC BD affiliated currentsince Jun 26, 2026 · Morristown, Nj
- Mariner Advisor Network BD affiliatedJul 8, 2016 to Jun 26, 2026 · Denver, Co
- Strategic Wealth Advisors Group formerDec 14, 2009 to Jul 6, 2016 · Denver, Co
- Associated Securities Corp. unclassifiedApr 22, 2009 to Sep 8, 2009 · San Mateo, Ca
- Equity Development Corporation unclassifiedFeb 25, 2002 to May 19, 2009 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- Mariner Advisor Network to Private Advisor Group, LLCleft Jun 26, 2026, registered Jun 26, 2026 (0 days) · corporate re-registration, not a move
- Strategic Wealth Advisors Group to Mariner Advisor Networkleft Jul 6, 2016, registered Jul 8, 2016 (2 days) · corporate re-registration, not a move
- Associated Securities Corp. to Strategic Wealth Advisors Groupleft Sep 8, 2009, registered Dec 14, 2009 (97 days) · Other
- Equity Development Corporation to Associated Securities Corp.left May 19, 2009, registered Apr 22, 2009 (-27 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address