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Registered advisor
R••••• L••••• D•••
Feed of 09/14/2026
Also filed as Ron D•••
At current firm
2 y
since Jun 14, 2024
In the industry
34 y
since Aug 5, 1992 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jun 14, 2024 · Akron, Oh
- S••••••••• A•••••• A•••••••• I••• formerSep 18, 2020 to Jun 14, 2024 · Akron, Oh
- S•• A•••••••• I••• formerJul 2, 2014 to Sep 18, 2020 · Akron, Oh
- R••••• W• B•••• • C•• I••••••••• mixed wealthAug 18, 2003 to Jul 9, 2014 · Akron, Oh
- W•••• F•••• A••••••• wirehouseMay 15, 2003 to Aug 21, 2003 · Akron, Oh
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- S•• A•••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Sep 18, 2020, registered Sep 18, 2020 (0 days) · corporate re-registration, not a move
- R••••• W• B•••• • C•• I••••••••• to S•• A•••••••• I•••left Jul 9, 2014, registered Jul 2, 2014 (-7 days) · Other
- W•••• F•••• A••••••• to R••••• W• B•••• • C•• I•••••••••left Aug 21, 2003, registered Aug 18, 2003 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address