RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• R••••• R•••••
- B•• P•••••••• I••• BD affiliated currentsince Dec 5, 2025 · Cedar Rapids, Ia
- M•••••• S••••••••• A•••• M••••••••• L•• formerDec 9, 2016 to Dec 5, 2025 · Manchester, Mo
- M•••••• I••••••••• A••••••• L•• formerJan 27, 2016 to Dec 31, 2016 · Manchester, Mo
- M•••••• S••••••••• C••• I••• formerJun 15, 2009 to Apr 13, 2016 · Manchester, Mo
- R••• J•••• C•••••• E•••••••• I••• unclassifiedNov 6, 1997 to May 18, 2009 · St. Louis, Mo
- M•••••• S••••••••• A•••• M••••••••• L•• to B•• P•••••••• I•••left Dec 5, 2025, registered Dec 5, 2025 (0 days) · corporate re-registration, not a move
- M•••••• I••••••••• A••••••• L•• to M•••••• S••••••••• A•••• M••••••••• L••left Dec 31, 2016, registered Dec 9, 2016 (-22 days) · channel change inside one enterprise, not a move · moved with a team
- M•••••• S••••••••• C••• I••• to M•••••• I••••••••• A••••••• L••left Apr 13, 2016, registered Jan 27, 2016 (-77 days) · channel change inside one enterprise, not a move · moved with a team
- R••• J•••• C•••••• E•••••••• I••• to M•••••• S••••••••• C••• I•••left May 18, 2009, registered Jun 15, 2009 (28 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address