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15 advisors moved from M•••••• S••••••••• C••• I••• to M•••••• I••••••••• A••••••• L••
Not a lift-out: both firms report Briar Green Holdings, Inc. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Becky Jane Groves | Manchester, Mo | Apr 13, 2016 | Jan 27, 2016 |
| David Allen Wampler | Manchester, Mo | Apr 13, 2016 | Feb 22, 2016 |
| Edward James Balmes | Ellisville, Mo | Apr 13, 2016 | Jan 27, 2016 |
| Patrice Irene Henjum | Manchester, Mo | Apr 13, 2016 | Jan 27, 2016 |
| Rebecca Jo Warren | Manchester, Mo | Apr 13, 2016 | Feb 22, 2016 |
| Richard Robert Ruskey | Manchester, Mo | Apr 13, 2016 | Jan 27, 2016 |
| Ryan Mathew Wieser | Manchester, Mo | Apr 13, 2016 | Jul 15, 2016 |
| Sarah Elisabeth Louise Arnold | Manchester, Mo | Apr 13, 2016 | Feb 10, 2016 |
| Scott Allen Hume | Manchester, Mo | Apr 13, 2016 | Feb 10, 2016 |
| William Matthew Leisman | Manchester, Mo | Apr 13, 2016 | May 18, 2016 |
| Andrew Lee Feyerabend | Manchester, Mo | Apr 27, 2016 | Jan 27, 2016 |
| Christina Marie Silvius | Manchester, Mo | Apr 27, 2016 | Feb 1, 2016 |
| Glenn Herbert Cray | Manchester, Mo | Apr 27, 2016 | Jan 27, 2016 |
| Jeffrey Allen Morris | Manchester, Mo | Apr 27, 2016 | Jan 27, 2016 |
| Scott Bradley Wasserman | Manchester, Mo | Apr 27, 2016 | Jun 22, 2016 |
- Registrations ended
- Apr 13, 2016 to Apr 27, 2016
- Registered next
- Jan 27, 2016 to Jul 15, 2016
- Branch state
- MO
- Cities
- 1, most in Manchester, Mo
- Registered there that day
- 37 (people still on IAPD; an estimate)
- Share of that headcount
- 41%
- One enterprise because
- both firms report Briar Green Holdings, Inc. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.