RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• B••••••••• D•••••
- P••••••••• F•••••••• G••••• I••• independent RIA currentsince Dec 8, 2025 · San Ramon, Ca
- P••••••••• F•••••••• G••••• I••• formerJun 1, 2010 to Dec 24, 2025 · San Ramon, Ca
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 27, 2009 to Jun 1, 2010 · San Ramon, Ca
- R•••••• J•••• • A••••••••• I••• national BDSep 8, 2006 to Dec 3, 2008 · Walnut Creek, Ca
- W•••• F•••• I••••••••• L•• unclassifiedNov 19, 2004 to Sep 11, 2006 · San Francisco, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 8, 1997 to Nov 29, 2004 · San Francisco, Ca
- P••••••••• F•••••••• G••••• I••• to P••••••••• F•••••••• G••••• I•••left Dec 24, 2025, registered Dec 8, 2025 (-16 days) · channel change inside one enterprise, not a move · moved with a team
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to P••••••••• F•••••••• G••••• I•••left Jun 1, 2010, registered Jun 1, 2010 (0 days) · Other
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 3, 2008, registered Jan 27, 2009 (55 days) · Other
- W•••• F•••• I••••••••• L•• to R•••••• J•••• • A••••••••• I•••left Sep 11, 2006, registered Sep 8, 2006 (-3 days) · Other
- C•••••••• G••••• M•••••• I••• to W•••• F•••• I••••••••• L••left Nov 29, 2004, registered Nov 19, 2004 (-10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address