RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Marie Schulz Marks
- Business email
- marie.marks@sikich.comreportedsikich.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Sikich Financial independent RIA currentsince Mar 17, 2020 · Indianapolis, In
- Park Avenue Securities LLC BD affiliatedAug 31, 2017 to Mar 17, 2020 · Indianapolis, In
- Kestra Advisory Services, LLC BD affiliatedApr 18, 2016 to Aug 24, 2017 · Carmel, In
- Nfp Advisor Services, LLC formerAug 27, 2014 to Sep 22, 2016 · Carmel, In
- Klear Financial, Inc. unclassifiedApr 8, 2014 to Dec 9, 2014 · Batavia, Il
- Financial Telesis, Inc. formerFeb 26, 2014 to Aug 26, 2014 · Carmel, In
- Cambridge Investment Research Advisors, Inc. BD affiliatedMay 18, 2006 to Dec 31, 2013 · Indianapolis, In
- Northwestern Mutual Investment Services,LLC no RAUMOct 7, 2005 to May 18, 2006 · Indianapolis, In
- Planned Investment Co., Inc. unclassifiedJan 23, 2003 to Jul 5, 2005 · Indianapolis, In
- Prudential Equity Group, LLC unclassifiedOct 26, 2000 to Jan 8, 2003 · Indianapolis, In
- Park Avenue Securities LLC to Sikich Financialleft Mar 17, 2020, registered Mar 17, 2020 (0 days) · Affiliated broker-dealer or bank to independent RIA
- Kestra Advisory Services, LLC to Park Avenue Securities LLCleft Aug 24, 2017, registered Aug 31, 2017 (7 days) · Other
- Nfp Advisor Services, LLC to Kestra Advisory Services, LLCleft Sep 22, 2016, registered Apr 18, 2016 (-157 days) · corporate re-registration, not a move
- Klear Financial, Inc. to Nfp Advisor Services, LLCleft Dec 9, 2014, registered Aug 27, 2014 (-104 days) · Other
- Financial Telesis, Inc. to Klear Financial, Inc.left Aug 26, 2014, registered Apr 8, 2014 (-140 days) · Other
- Cambridge Investment Research Advisors, Inc. to Financial Telesis, Inc.left Dec 31, 2013, registered Feb 26, 2014 (57 days) · Other
- Northwestern Mutual Investment Services,LLC to Cambridge Investment Research Advisors, Inc.left May 18, 2006, registered May 18, 2006 (0 days) · Other
- Planned Investment Co., Inc. to Northwestern Mutual Investment Services,LLCleft Jul 5, 2005, registered Oct 7, 2005 (94 days) · Other
- Prudential Equity Group, LLC to Planned Investment Co., Inc.left Jan 8, 2003, registered Jan 23, 2003 (15 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address