DFX Intelligence
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Registered advisor
D••••• J••• R••••••••
Feed of 09/15/2026
Also filed as D••••• J• R••••••••• J••••• R••••••••• R••••••••
At current firm
6 y
since Apr 27, 2020
In the industry
32 y
since Sep 15, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• C•••••• A••••••• L•• BD affiliated currentsince Apr 27, 2020 · Coral Gables, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 14, 2013 to Apr 28, 2020 · Coral Gables, Fl
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Nov 14, 2013 · Miami, Fl
- P••••••••• E••••• G••••• L•• unclassifiedJan 3, 1997 to Jul 1, 2003 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••• C•••••• A••••••• L••left Apr 28, 2020, registered Apr 27, 2020 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 14, 2013, registered Nov 14, 2013 (0 days) · Wirehouse to wirehouse
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address