DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark Alan Kaufman
Feed of 09/14/2026
At current firm
9 y
since Aug 11, 2017
In the industry
39 y
since Nov 25, 1986 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Stanley Capital Management, LLC asset manager currentsince Aug 11, 2017 · Houston, Tx
- Stanley Capital Management, LLC asset managerMar 31, 2014 to Feb 17, 2015 · Houston, Tx
- Linscomb Wealth, Inc. independent RIAJun 17, 2013 to Feb 28, 2014 · Houston, Tx
- Linscomb Wealth, Inc. independent RIAApr 28, 1995 to Dec 1, 2007 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- Linscomb Wealth, Inc. to Stanley Capital Management, LLCleft Feb 28, 2014, registered Mar 31, 2014 (31 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address