DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Linscomb Wealth, Inc.

Independent wealth managerHouston, TexasCRD 106779SEC 801-48855websiteIAPD
Latest filing Feb 27, 2026
First filing on the tape Mar 21, 2012 · 37 filings
SEC status approved since May 2, 1995
RAUM
$5.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$5.0B individuals and HNW
Advisors
21
registered through the firm on IAPD
RAUM per advisor
$248M
derived; firm RAUM over IAPD count
Employees
46
25 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
0
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$5.2B as of Feb 27, 2026
Mar 21, 2012$1.8B then
HNW client RAUM$4.8B as of Feb 27, 2026
Mar 29, 2018$982M then
State-registered IARs (5.B.3)18 as of Feb 27, 2026
Mar 21, 201315 then
Employees (5.A)46 as of Feb 27, 2026
Mar 21, 201332 then
Private funds: no history
RAUM +14% over the last fiscal year+7.0% a year over threeIARs 22 to 18offices 4 to 6
Practice profile
derived from the filing of Feb 27, 2026; every figure names its basis
Archetypes, each a printed rule
  • Bank affiliated · Item 7.A.6 or 7.A.7 (bank or trust company affiliate) and a bank, bancorp or trust company as a 50 percent or greater owner on Schedule A
RAUM per advisor
$248MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
78derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$4.5MderivedHNW RAUM over HNW clients
Average account
$1.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
3.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.2derivedItem 5.A over advisors
Advisors per office
3.0derived7 offices incl. principal (1.F.5)
RAUM growth, one year
+14%derivedbetween the last two annual amendments
Advisor growth, one year
-18%derivedItem 5.B.3 between annual amendments
Client growth, one year
-1.0%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, educational seminarsreportedItem 5.G
Custody
$2.8B, 1,229 clientsreportedItem 9.A
Ownership
a bank, bancorp or trust company is a 50 percent or greater ownerderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$4.8B92%
  • Individuals$259M5.0%
  • Pension and profit-sharing plans$152M2.9%
  • Charitable organizations$17.7M0.3%
  • Corporations and businesses$9.5M0.2%
Individual clients
582reported
HNW clients
1,058reported
Pension plan clients
17reported
Charitable clients
4reported
Accounts
4,783reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$2.8B for 1,229 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
21 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Nicholas Michael BareCertified Financial PlannerHouston, Tx Mar 11, 202113 y1
Carolyn Ann GalfioneCertified Financial PlannerHouston, TxMar 11, 202130 y1
George Walter ChristophersonCertified Financial PlannerHouston, TxMar 11, 202144 y1
Phillip Paul HammanCertified Financial Planner, Chartered Financial AnalystHouston, TxMar 11, 202114 y2
Irving ReynaHouston, TxMar 11, 202112 y3
Jessica Nicole BanittCertified Financial PlannerHouston, TxMar 11, 202110 y1
Ryan Lenn PattersonCertified Financial Planner, Chartered Financial AnalystHouston, TxMar 11, 202120 y2
Nicholas X IbanezCertified Financial PlannerHouston, TxMar 11, 202115 y2
Lauren Janine RichCertified Financial PlannerHouston, TxMar 11, 202116 y2
Heidi Leuppi DavisCertified Financial Planner, Personal Financial SpecialistHouston, TxMar 12, 202138 y1
Maryjane Margaret LecroyCertified Financial PlannerHouston, Tx Mar 12, 202119 y3
Abby Barnett SteiningerHouston, TxDec 2, 202110 y2
Matthew Stephen BrittonCertified Financial PlannerHouston, TxApr 15, 202417 y1
Elizabeth PappasCertified Financial PlannerHouston, TxJul 16, 202414 y2
Clayton JarrellCertified Financial PlannerNashville, Tn Jun 23, 202513 y0
Sabrina Atalia OrtegaHouston, TxSep 2, 202510 y2
Neal Douglas WadleyCertified Financial PlannerHouston, TxNov 5, 202520 y2
Marissa AmarCertified Financial PlannerHouston, TxDec 24, 202511 y0
Shala L WalkerCertified Financial PlannerHouston, TxApr 17, 202614 y7
Andrew Davis HamiltonCertified Financial PlannerHouston, TxJul 7, 202610 y1
Wilson Matthew BorenChartered Financial AnalystHouston, TxJul 17, 202610 y2
Advisor movement
6 left, 4 joined in 12 months
net -2 in 12 months0 left in 90 days2 joined in 90 daysdeparture rate 29% of current headcount9 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Allen Christopher Bagley · Directorcontrol
      since 06/2022 · owns less than 5%
    • Jarrod Burgess · Board Membercontrol
      since 02/2026 · owns less than 5%
    • Walter George Christopherson · Chairmancontrol
      since 05/2023 · owns less than 5%
    • Nicholson Charlotte Corley · Directorcontrol
      since 12/2023 · owns less than 5%
    • Paul Phillip Hamman · President & Ceocontrol
      since 06/2022 · owns less than 5%
    • Melissa Holding · Board Membercontrol
      since 02/2026 · owns less than 5%
    • Lyda Iturralde · Chief Compliance Officer/Chief Administrative Officercontrol
      since 08/2022 · owns less than 5%
    • Lenn Ryan Patterson · Chief Investment Officercontrol
      since 02/2014 · owns less than 5%
    • Monroe Stephen Richardson · Board Membercontrol
      since 02/2026 · owns less than 5%
    • Lee Daniel Thornton · Chief Operations Officercontrol
      since 09/2023 · owns less than 5%
    Entity owners
    • Cadence Bank · Parent Company
      direct · owns 75% or more · public reporting company
    • The Huntington National Bank · Owner
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    • Cadence Bank
      y
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Houston, Tx · principal2153
    Atlanta, Ga200
    Birmingham, Al0021
    Huntsville, Al001
    Offices
    Schedule D 1.F, the 25 largest
    • Atlanta, GA3 employees
    • Birmingham, AL2 employees
    • Huntsville, AL1 employees
    • The Woodlands, TX1 employees
    • Austin, TX
    ADV anomalies
    8 against comparable advisers; where to look, not conclusions
    • affiliate changedChange between filings · filing Feb 27, 2026
      broker-dealer affiliate (Item 7.A.1): no on the filing of 2025-03-24, yes on the filing of 2026-02-27
      peers: independent wealth managers, $5B to $20B (289)
    • control person changedChange between filings · filing Feb 27, 2026
      THORNTON, DANIEL, LEE (CHIEF OPERATIONS OFFICER) appeared on Schedule A between the filings of 2024-01-30 and 2026-02-27
      peers: independent wealth managers, $5B to $20B (289)
    • control person changedChange between filings · filing Feb 27, 2026
      Burgess, Jarrod (BOARD MEMBER) appeared on Schedule A between the filings of 2024-01-30 and 2026-02-27
      peers: independent wealth managers, $5B to $20B (289)
    • control person changedChange between filings · filing Feb 27, 2026
      Holding, Melissa (BOARD MEMBER) appeared on Schedule A between the filings of 2024-01-30 and 2026-02-27
      peers: independent wealth managers, $5B to $20B (289)
    • control person changedChange between filings · filing Feb 27, 2026
      Richardson, Stephen, Monroe (BOARD MEMBER) appeared on Schedule A between the filings of 2024-01-30 and 2026-02-27
      peers: independent wealth managers, $5B to $20B (289)
    • control person changedChange between filings · filing Feb 27, 2026
      CHRISTOPHERSON, GEORGE, WALTER (CHAIRMAN) left Schedule A between the filings of 2024-01-30 and 2026-02-27
      peers: independent wealth managers, $5B to $20B (289)
    • control person changedChange between filings · filing Feb 27, 2026
      BAGLEY, CHRISTOPHER, ALLEN (DIRECTOR) left Schedule A between the filings of 2024-01-30 and 2026-02-27
      peers: independent wealth managers, $5B to $20B (289)
    • control person changedChange between filings · filing Feb 27, 2026
      CORLEY, CHARLOTTE, NICHOLSON (DIRECTOR) left Schedule A between the filings of 2024-01-30 and 2026-02-27
      peers: independent wealth managers, $5B to $20B (289)
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Accounts · 4,814 to 4,783
      Mar 24, 2025 to Feb 27, 2026
    • Advisory employees · 31 to 25
      Mar 24, 2025 to Feb 27, 2026
    • Charity clients · 5 to 4
      Mar 24, 2025 to Feb 27, 2026
    • HNW clients · 1,003 to 1,058
      Mar 24, 2025 to Feb 27, 2026
    • Individual clients · 654 to 582
      Mar 24, 2025 to Feb 27, 2026
    • Pension plan clients · 15 to 17
      Mar 24, 2025 to Feb 27, 2026
    • Assets in custody · $4.1B to $2.8B
      Mar 24, 2025 to Feb 27, 2026
    • Employees · 52 to 46
      Mar 24, 2025 to Feb 27, 2026
    • Financial planning clients · 251-500 to 101-250
      Mar 24, 2025 to Feb 27, 2026
    • State-registered IARs · 22 to 18
      Mar 24, 2025 to Feb 27, 2026
    • Other offices · 4 to 6
      Mar 24, 2025 to Feb 27, 2026
    • Discretionary RAUM · $4.6B to $5.2B
      Mar 24, 2025 to Feb 27, 2026
    • HNW RAUM · $4.1B to $4.8B
      Mar 24, 2025 to Feb 27, 2026
    • Individual RAUM · $294M to $259M
      Mar 24, 2025 to Feb 27, 2026
    • Non-discretionary RAUM · $2.2M to $2.9M
      Mar 24, 2025 to Feb 27, 2026
    • Pension RAUM · $135M to $152M
      Mar 24, 2025 to Feb 27, 2026
    • RAUM · $4.6B to $5.2B
      Mar 24, 2025 to Feb 27, 2026
    • Related adviser · false to true
      Mar 24, 2025 to Feb 27, 2026
    • Related broker-dealer · false to true
      Mar 24, 2025 to Feb 27, 2026
    • Accounts · 5,128 to 4,814
      Feb 29, 2024 to Mar 24, 2025
    • Advisory employees · 29 to 31
      Feb 29, 2024 to Mar 24, 2025
    • Business name · LINSCOMB & WILLIAMS to LINSCOMB WEALTH, INC.
      Feb 29, 2024 to Mar 24, 2025
    • Charity clients · 6 to 5
      Feb 29, 2024 to Mar 24, 2025
    • Corporate clients · 6 to 4
      Feb 29, 2024 to Mar 24, 2025
    • HNW clients · 997 to 1,003
      Feb 29, 2024 to Mar 24, 2025
    • Individual clients · 733 to 654
      Feb 29, 2024 to Mar 24, 2025
    • Pension plan clients · 16 to 15
      Feb 29, 2024 to Mar 24, 2025
    • Assets in custody · $3.8B to $4.1B
      Feb 29, 2024 to Mar 24, 2025
    • Financial planning clients · 251-500 to 251-500
      Feb 29, 2024 to Mar 24, 2025
    • Legal name · LINSCOMB & WILLIAMS INC to LINSCOMB WEALTH, INC.
      Feb 29, 2024 to Mar 24, 2025
    • Other offices · 5 to 4
      Feb 29, 2024 to Mar 24, 2025
    • Discretionary RAUM · $4.3B to $4.6B
      Feb 29, 2024 to Mar 24, 2025
    • HNW RAUM · $3.8B to $4.1B
      Feb 29, 2024 to Mar 24, 2025
    • Individual RAUM · $316M to $294M
      Feb 29, 2024 to Mar 24, 2025
    • Non-discretionary RAUM · $1.7M to $2.2M
      Feb 29, 2024 to Mar 24, 2025
    • Pension RAUM · $134M to $135M
      Feb 29, 2024 to Mar 24, 2025
    • RAUM · $4.3B to $4.6B
      Feb 29, 2024 to Mar 24, 2025
    • Accounts · 5,402 to 5,128
      Jan 30, 2024 to Feb 29, 2024
    • Advisory employees · 28 to 29
      Jan 30, 2024 to Feb 29, 2024
    • Charity clients · 8 to 6
      Jan 30, 2024 to Feb 29, 2024
    Signals
    34 dated events
    • Cole William Wheeler left Linscomb Wealth, Inc. for Parkwoods Wealth Partners, Llc (registered 2026-02-26)
      Feb 24, 2026 · Advisor changed firm · fact
    • Melissa Ausman Barkley left Linscomb Wealth, Inc. for Avidian Wealth Solutions (registered 2026-02-13)
      Feb 13, 2026 · Advisor changed firm · fact
    • Luke Wuthrich left Linscomb Wealth, Inc. for Willis Johnson Wealth (registered 2026-03-30)
      Feb 10, 2026 · Advisor changed firm · fact
    • Troy Wayne Taylor left Linscomb Wealth, Inc. for Avidian Wealth Solutions (registered 2026-01-20)
      Feb 3, 2026 · Advisor changed firm · fact
    • Christopher Hanley Russell left Linscomb Wealth, Inc. for Avidian Wealth Solutions (registered 2026-02-02)
      Feb 3, 2026 · Advisor changed firm · fact
    • Sheri Eddings Robinson left Linscomb Wealth, Inc. for Avidian Wealth Solutions (registered 2026-01-20)
      Feb 3, 2026 · Advisor changed firm · fact
    • 3 advisors left Linscomb Wealth, Inc. (Birmingham, AL) for Avidian Wealth Solutions within 10 days
      Feb 3, 2026 · Team lift-out · derived
    • Hernaldo Rivera left Linscomb Wealth, Inc. for Cetera Investment Advisers Llc (registered 2025-06-20)
      Sep 16, 2024 · Advisor changed firm · fact
    • Devoda D Owens left Linscomb Wealth, Inc. for Prime Capital Financial (registered 2024-07-29)
      Jul 15, 2024 · Advisor changed firm · fact
    • Henry Rudolph Holmes (Director) no longer on Schedule A of Linscomb Wealth, Inc. (listed 2023-09-06, absent 2024-01-30)
      Jan 30, 2024 · Control person left · inference
    • Janine Lauren Rich (Director) no longer on Schedule A of Linscomb Wealth, Inc. (listed 2023-09-06, absent 2024-01-30)
      Jan 30, 2024 · Control person left · inference
    • Mike Meyer (Director) no longer on Schedule A of Linscomb Wealth, Inc. (listed 2023-09-06, absent 2024-01-30)
      Jan 30, 2024 · Control person left · inference
    • Nicholson Charlotte Corley (Director) appeared on Schedule A of Linscomb Wealth, Inc.
      Jan 30, 2024 · Control person joined · fact
    • Lucas Anthony Veldhuis left Linscomb Wealth, Inc. for The Mather Group, Llc (registered 2024-02-09)
      Jan 7, 2024 · Advisor changed firm · fact
    • Ashley Nicole Trlica left Linscomb Wealth, Inc. for Saxon Financial Group (registered 2023-06-29)
      Jun 30, 2023 · Advisor changed firm · fact
    • Brandon Craig Ivy left Linscomb Wealth, Inc. for Saxon Financial Group (registered 2023-06-23)
      Jun 21, 2023 · Advisor changed firm · fact
    • 2 advisors left Linscomb Wealth, Inc. (Houston, TX) for Saxon Financial Group within 9 days
      Jun 21, 2023 · Team lift-out · derived
    • George Franklin Williams left Linscomb Wealth, Inc. for Precedent Wealth Partners, Llc (registered 2023-04-21)
      May 12, 2023 · Advisor changed firm · fact
    • Joseph Harold Williams left Linscomb Wealth, Inc. for Precedent Wealth Partners, Llc (registered 2023-04-21)
      May 12, 2023 · Advisor changed firm · fact
    • Grant Jonathan Williams left Linscomb Wealth, Inc. for Precedent Wealth Partners, Llc (registered 2023-04-21)
      May 12, 2023 · Advisor changed firm · fact
    • 3 advisors left Linscomb Wealth, Inc. (Houston, TX) for Precedent Wealth Partners, LLC on the same day
      May 12, 2023 · Team lift-out · derived
    • Harold Joseph Williams (Chairman) no longer on Schedule A of Linscomb Wealth, Inc. (listed 2023-03-27, absent 2023-04-21)
      Apr 21, 2023 · Control person left · inference
    • Lantz Daryle Bowman left Linscomb Wealth, Inc. for Advisors Capital Management, Llc (registered 2023-04-17)
      Apr 19, 2023 · Advisor changed firm · fact
    • Sarah Eloise Williams left Linscomb Wealth, Inc. for Precedent Wealth Partners, Llc (registered 2024-04-04)
      Apr 14, 2023 · Advisor changed firm · fact
    • Mike Meyer (Director) appeared on Schedule A of Linscomb Wealth, Inc.
      Mar 27, 2023 · Control person joined · fact
    • Allen Christopher Bagley (Director) appeared on Schedule A of Linscomb Wealth, Inc.
      Mar 27, 2023 · Control person joined · fact
    • B Paul Murphy (Director) no longer on Schedule A of Linscomb Wealth, Inc. (listed 2022-06-22, absent 2022-08-31)
      Aug 31, 2022 · Control person left · inference
    • Lyda Iturralde (Chief Compliance Officer/Chief Of Staff) appeared on Schedule A of Linscomb Wealth, Inc.
      Aug 31, 2022 · Control person joined · fact
    • Janine Lauren Rich (Director) appeared on Schedule A of Linscomb Wealth, Inc.
      Aug 31, 2022 · Control person joined · fact
    • Linscomb Wealth, Inc. reported 27 state-registered advisory representatives, up from 0 (2021-01-07 to 2021-03-12)
      Mar 12, 2021 · Advisor headcount change · derived
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business phone
    205-868-3331reportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    256-214-9713reportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    713-840-1000reportedpublished by the firm, firm site, Sep 15, 2026
    Firm profile
    linkedin.com/company/linscombwealthreportedpublic record, Form ADV, Sep 17, 2026
    Website
    LINSCOMBWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    713-840-1000reportedpublic record, Form ADV, Feb 27, 2026
    Contact form
    linscombwealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
    Team page
    linscombwealth.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $248Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026