RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• R•••••• A••
- E•••••• W••••• M••••••••• L•• independent RIA currentsince Oct 21, 2021 · Arlington, Va
- H•••••• F•••••••• S•••••••• I••• independent RIAFeb 2, 2010 to Oct 6, 2021 · Great Falls, Va
- H••••••• F•••••••• R••••••• G••••• L••• independent RIAJan 14, 2005 to Feb 1, 2010 · Reston, Va
- W••• F•••••••• S••••••• I•• unclassifiedJan 7, 2003 to Nov 18, 2004 · Mclean, Va
- H•••••• F•••••••• S•••••••• I••• to E•••••• W••••• M••••••••• L••left Oct 6, 2021, registered Oct 21, 2021 (15 days) · RIA to RIA
- H••••••• F•••••••• R••••••• G••••• L••• to H•••••• F•••••••• S•••••••• I•••left Feb 1, 2010, registered Feb 2, 2010 (1 days) · Other
- W••• F•••••••• S••••••• I•• to H••••••• F•••••••• R••••••• G••••• L•••left Nov 18, 2004, registered Jan 14, 2005 (57 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address