RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• C•••••• H•••••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jan 2, 2026 · Newport Beach, Ca
- P••• I••••••••• L•• asset managerAug 15, 2006 to Jul 13, 2016 · Newport Beach, Ca
- M••••••• I••••••••• M••••••••• ••• L•• asset managerSep 11, 2003 to Jun 5, 2006 · Boston, Ma
- J••• H•••••• I••••••••• M••••••••• L•• asset managerSep 9, 2003 to Jun 5, 2006 · Boston, Ma
- P••• I••••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jul 13, 2016, registered Jan 2, 2026 (3460 days) · Other
- J••• H•••••• I••••••••• M••••••••• L•• to M••••••• I••••••••• M••••••••• ••• L••left Jun 5, 2006, registered Sep 11, 2003 (-998 days) · Other
- M••••••• I••••••••• M••••••••• ••• L•• to P••• I••••••••• L••left Jun 5, 2006, registered Aug 15, 2006 (71 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address