RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W••••• J•••• B••••••
- T•• A•••••••• I••• BD affiliated currentsince Sep 26, 2025 · Cedar Park, Tx
- L•• F•••••••• L•• BD affiliatedMay 27, 2008 to Sep 24, 2025 · Levittown, Ny
- I••• S••••••••• I••• unclassifiedJul 21, 2003 to May 27, 2008 · Brooklyn, Ny
- L•• F•••••••• L•• to T•• A•••••••• I•••left Sep 24, 2025, registered Sep 26, 2025 (2 days) · Affiliated broker-dealer or bank to another
- I••• S••••••••• I••• to L•• F•••••••• L••left May 27, 2008, registered May 27, 2008 (0 days) · corporate re-registration, not a move
- W••••• J•••• B•••••• left L•• F•••••••• L•• for T•• A•••••••• I••• (registered 2025-09-26)Sep 24, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address