RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• W•••••• L•••••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Parkville, Md
- A•••••• A••••••• S••••••• formerAug 15, 2012 to Sep 5, 2025 · Parkville, Md
- G••••• B•••••••• S•••••••• I••• independent RIAFeb 21, 2007 to Oct 10, 2011 · Parkville, Md
- F•• I••••••••• M••••••••• I••• unclassifiedJan 5, 2005 to Apr 20, 2005 · Arlington, Va
- F•••••• B•••• W••••• L•• unclassifiedAug 22, 2002 to Jul 25, 2003 · Silver Spring, Md
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 28, 2002 to Jun 19, 2002 · Owing Mills, Md
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- G••••• B•••••••• S•••••••• I••• to A•••••• A••••••• S•••••••left Oct 10, 2011, registered Aug 15, 2012 (310 days) · Other
- F•• I••••••••• M••••••••• I••• to G••••• B•••••••• S•••••••• I•••left Apr 20, 2005, registered Feb 21, 2007 (672 days) · Other
- F•••••• B•••• W••••• L•• to F•• I••••••••• M••••••••• I•••left Jul 25, 2003, registered Jan 5, 2005 (530 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to F•••••• B•••• W••••• L••left Jun 19, 2002, registered Aug 22, 2002 (64 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address