RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• F••••••••
- P••• A••••• S••••••••• L•• BD affiliated currentsince Oct 21, 2025 · Port Saint Lucie, Fl
- A•• I••••••••• S•••••••• I••• asset managerDec 14, 2006 to Nov 10, 2008 · Shelton, Ct
- U•• F•••••••• S••••••• I••• wirehouseMay 23, 2002 to Nov 30, 2006 · Weehawken, Nj
- A•• I••••••••• S•••••••• I••• to P••• A••••• S••••••••• L••left Nov 10, 2008, registered Oct 21, 2025 (6189 days) · Other
- U•• F•••••••• S••••••• I••• to A•• I••••••••• S•••••••• I•••left Nov 30, 2006, registered Dec 14, 2006 (14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address