RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• M•••••• O•••••••
- E•• F•••••••• A••••••• independent RIA currentsince Jul 10, 2012 · Snowmass Village, Co
- O••••••••• S••••••••• I••• BD affiliatedJan 11, 2012 to Jul 25, 2012 · Matawan, Nj
- M•• F•••••••• S•••••••• I••• formerJul 31, 2002 to Dec 10, 2010 · Short Hills, Nj
- O••••••••• S••••••••• I••• to E•• F•••••••• A•••••••left Jul 25, 2012, registered Jul 10, 2012 (-15 days) · Other
- M•• F•••••••• S•••••••• I••• to O••••••••• S••••••••• I•••left Dec 10, 2010, registered Jan 11, 2012 (397 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address