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Registered advisor
C••••••• R•• M••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Ford M••••
At current firm
0 y
since Jul 20, 2026
In the industry
40 y
since Jun 13, 1986 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••• A••••••• P••••••• BD affiliated currentsince Jul 20, 2026 · Austin, Tx
- U••• C•••••• W••••• A•••••••• L•• BD affiliatedJun 30, 2021 to Jul 21, 2026 · Austin, Tx
- U••• R•• L•• formerJun 8, 2012 to Jun 30, 2021 · Houston, Tx
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Jun 11, 2012 · Temple, Tx
- P••••••••• E••••• G••••• L•• unclassifiedMar 4, 1991 to Jul 1, 2003 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- U••• C•••••• W••••• A•••••••• L•• to A••• A••••••• P•••••••left Jul 21, 2026, registered Jul 20, 2026 (-1 days) · corporate re-registration, not a move
- U••• R•• L•• to U••• C•••••• W••••• A•••••••• L••left Jun 30, 2021, registered Jun 30, 2021 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to U••• R•• L••left Jun 11, 2012, registered Jun 8, 2012 (-3 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address