DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• A••• S••••••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedLancaster, Padual registrantIAPD 1506616

Feed of 09/14/2026

Also filed as M••• A S••••••••

At current firm

1 y

since Jul 1, 2025

In the industry

40 y

since Jul 2, 1986 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Jul 1, 2025 · Lancaster, Pa
C••••• I••••••••• A••••••• L•• BD affiliated
Jun 29, 2023 to Jul 1, 2025 · Lancaster, Pa
C••••• A•••••• N••••••• L•• former
Sep 10, 2019 to Jun 29, 2023 · Mechanicsburg, Pa
L•• F•••••••• L•• BD affiliated
Sep 15, 2017 to Sep 11, 2019 · Lancaster, Pa
A••••••• P••••••••• A•••••••• I•• former
Jun 15, 2009 to Sep 18, 2017 · Holbrook, Ny
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Jan 2, 2009 to Jun 5, 2009 · Saint Petersburg, Fl
R•••••• J•••• F•••••••• S•••••••• I••• unclassified
Jan 10, 2000 to Jan 2, 2009 · York, Pa

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Jul 1, 2025, registered Jul 1, 2025 (0 days) · Affiliated broker-dealer or bank to another
C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••
left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
L•• F•••••••• L•• to C••••• A•••••• N••••••• L••
left Sep 11, 2019, registered Sep 10, 2019 (-1 days) · Affiliated broker-dealer or bank to another
A••••••• P••••••••• A•••••••• I•• to L•• F•••••••• L••
left Sep 18, 2017, registered Sep 15, 2017 (-3 days) · Other
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to A••••••• P••••••••• A•••••••• I••
left Jun 5, 2009, registered Jun 15, 2009 (10 days) · Other
R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move

Signals

M••• A••• S•••••••• left C••••• I••••••••• A••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2025-07-01)
Jul 1, 2025 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 40derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address