DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• A•••••••• S••••• I••

A••• A••••••• P•••••••BD affiliatedLittleton, Co IA-onlyIAPD 1506647

Feed of 09/14/2026

Also filed as J••• A•••••••• S••••

At current firm

1 y

since Jan 1, 2025

In the industry

40 y

since Jun 10, 1986 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••• A••••••• P••••••• BD affiliated current
since Jan 1, 2025 · New York, Ny
C••••• former
Mar 5, 2021 to Mar 26, 2025 · Littleton, Co
E•••••••• A•••••••• L•• national BD
Mar 19, 2020 to Jan 29, 2021 · Lakewood, Co
N••• F•••••••• G••••• I••• former
Jul 29, 2005 to Apr 21, 2006 · Golden, Co
C••••• former
Mar 26, 1999 to Dec 31, 2005 · Golden, Co
C••••• former
Jan 1, 1999 to Mar 29, 2019 · Littleton, Co

Moves

a registration end followed by a registration begin elsewhere

C••••• to A••• A••••••• P•••••••
left Mar 26, 2025, registered Jan 1, 2025 (-84 days) · RIA to RIA · moved with a team
E•••••••• A•••••••• L•• to C•••••
left Jan 29, 2021, registered Mar 5, 2021 (35 days) · Affiliated broker-dealer or bank to a newly registered adviser
N••• F•••••••• G••••• I••• to E•••••••• A•••••••• L••
left Apr 21, 2006, registered Mar 19, 2020 (5081 days) · Other
C••••• to N••• F•••••••• G••••• I•••
left Dec 31, 2005, registered Jul 29, 2005 (-155 days) · Other

Signals

J••• A•••••••• S••••• I•• left Cedrus for A••• A••••••• P••••••• (registered 2025-01-01)
Mar 26, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 40derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address