DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Cedrus

Former SEC-registered adviserLittleton, ColoradoCRD 111842SEC 801-100457IAPD
Legal name Lifetime Wealth Private Client Experience, Inc.
Latest filing Jan 22, 2019
First filing on the tape Dec 23, 2011 · 14 filings
RAUM
$146M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$146M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$146M as of Mar 5, 2018
Jan 18, 2012$53.1M then
HNW client RAUM: $132M
State-registered IARs (5.B.3)4 as of Mar 5, 2018
Jan 18, 20120 then
Employees (5.A)6 as of Mar 5, 2018
Jan 11, 20166 then
Private funds: no history
RAUM +22% over the last fiscal yearIARs 4 to 4
Practice profile
derived from the filing of Jan 22, 2019; every figure names its basis
RAUM per advisor
$36.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
27derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.2MderivedHNW RAUM over HNW clients
Average account
$391,635derivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+22%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$132M90%
  • Individuals$14.0M9.6%
Individual clients
47reported
HNW clients
61reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
374reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Alexander John III Scott · President/Ceo/Director/Chief Compliance Officercontrol
    since 11/1998 · owns less than 5%
  • Alexander John III Scott · Ceo. Owner Of 76.1% Of The Common Stockcontrol
    since 03/1999 · owns 75% or more of J Scott Holdings Corp.
Entity owners
  • J. Scott Holdings Corp. · Parent Company
    direct · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 350 to 374
    Jul 28, 2017 to Mar 5, 2018
  • HNW clients · unset to 61.0
    Jul 28, 2017 to Mar 5, 2018
  • Individual clients · unset to 47.0
    Jul 28, 2017 to Mar 5, 2018
  • Other offices · unset to 0.0
    Jul 28, 2017 to Mar 5, 2018
  • HNW RAUM · unset to 132423008.0
    Jul 28, 2017 to Mar 5, 2018
  • Individual RAUM · unset to 14048407.0
    Jul 28, 2017 to Mar 5, 2018
  • Non-discretionary RAUM · $120M to $146M
    Jul 28, 2017 to Mar 5, 2018
  • Pension RAUM · unset to 0.0
    Jul 28, 2017 to Mar 5, 2018
  • Pooled vehicle RAUM · unset to 0.0
    Jul 28, 2017 to Mar 5, 2018
  • RAUM · $120M to $146M
    Jul 28, 2017 to Mar 5, 2018
  • Accounts · 310 to 350
    Jul 26, 2016 to Mar 1, 2017
  • Non-discretionary RAUM · $102M to $120M
    Jul 26, 2016 to Mar 1, 2017
  • RAUM · $102M to $120M
    Jul 26, 2016 to Mar 1, 2017
  • Accounts · 297 to 310
    Dec 21, 2015 to Jan 11, 2016
  • Non-discretionary RAUM · $106M to $102M
    Dec 21, 2015 to Jan 11, 2016
  • RAUM · $106M to $102M
    Dec 21, 2015 to Jan 11, 2016
  • Accounts · 169 to 297
    Feb 27, 2012 to Jun 25, 2015
  • Advisory employees · unset to 4.0
    Feb 27, 2012 to Jun 25, 2015
  • Advisory activities · 3 to 4
    Feb 27, 2012 to Jun 25, 2015
  • Employees · unset to 6.0
    Feb 27, 2012 to Jun 25, 2015
  • Financial planning clients · 26-50 to 51-100
    Feb 27, 2012 to Jun 25, 2015
  • HQ city · GOLDEN to LITTLETON
    Feb 27, 2012 to Jun 25, 2015
  • State-registered IARs · 0 to 4
    Feb 27, 2012 to Jun 25, 2015
  • Non-discretionary RAUM · $53.1M to $106M
    Feb 27, 2012 to Jun 25, 2015
  • RAUM · $53.1M to $106M
    Feb 27, 2012 to Jun 25, 2015
  • Accounts · 175 to 169
    Dec 23, 2011 to Jan 18, 2012
  • Insurance-licensed employees · unset to 0.0
    Dec 23, 2011 to Jan 18, 2012
  • Financial planning clients · unset to 26-50
    Dec 23, 2011 to Jan 18, 2012
  • Non-discretionary RAUM · $51.3M to $53.1M
    Dec 23, 2011 to Jan 18, 2012
  • RAUM · $51.3M to $53.1M
    Dec 23, 2011 to Jan 18, 2012
Signals
2 dated events
  • Frederick Jeremy Fawcett (Chief Compliance Officer) no longer on Schedule A of Cedrus (listed 2018-03-07, absent 2019-01-22)
    Jan 22, 2019 · Control person left · inference
  • Cedrus filed its initial SEC registration (Form ADV)
    Jun 25, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026