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Feed of 09/15/2026
Also filed as J•••• A••• Allen
At current firm
10 y
since Mar 9, 2016
In the industry
31 y
since Jan 20, 1995 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Mar 9, 2016 · Colchester, Vt
- M••••• S•••••• • C•• L•• unclassifiedApr 14, 2007 to Jun 1, 2009 · Middleton, Ma
- M••••• S•••••• D• I••• unclassifiedNov 7, 2005 to Dec 31, 2006 · Danvers, Ma
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Mar 9, 2016 (2473 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Dec 31, 2006, registered Apr 14, 2007 (104 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address