DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Benjamin Pruitt Melton

Osaic Wealth, Inc.BD affiliatedVienna, Vadual registrantIAPD 1509513

Feed of 09/14/2026

Also filed as Bennie Melton

At current firm

1 y

since Jan 24, 2025

In the industry

33 y

since Dec 24, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Osaic Wealth, Inc. BD affiliated current
since Jan 24, 2025 · Vienna, Va
Osaic Fa, Inc. former
Oct 23, 2023 to Jan 24, 2025 · Rockville, Md
Pnc Wealth Management BD affiliated
Dec 17, 2009 to Oct 26, 2023 · Washington, Dc
Citigroup Global Markets Inc. BD affiliated
May 29, 2007 to Dec 17, 2009 · Gaithersburg, Md
Citicorp Investment Services unclassified
Sep 2, 2004 to May 29, 2007 · Rockville, Md

Moves

a registration end followed by a registration begin elsewhere

Osaic Fa, Inc. to Osaic Wealth, Inc.
left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
Pnc Wealth Management to Osaic Fa, Inc.
left Oct 26, 2023, registered Oct 23, 2023 (-3 days) · Affiliated broker-dealer or bank to another
Citigroup Global Markets Inc. to Pnc Wealth Management
left Dec 17, 2009, registered Dec 17, 2009 (0 days) · Other
Citicorp Investment Services to Citigroup Global Markets Inc.
left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move

Signals

Benjamin Pruitt Melton left Pnc Wealth Management for Osaic Fa, Inc. (registered 2023-10-23)
Oct 26, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address