DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Douglas Carl Nardi
Chartered Financial Analyst
Feed of 09/14/2026
At current firm
16 y
since Apr 28, 2010
In the industry
28 y
since Jun 1, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cerity Partners LLC independent RIA currentsince Apr 28, 2010 · Chicago, Il
- 1919 Investment Counsel, LLC independent RIAJan 4, 2005 to Apr 1, 2010 · Chicago, Il
- Dws Investment Management Americas, Inc. otherSep 27, 2000 to Feb 4, 2005 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- 1919 Investment Counsel, LLC to Cerity Partners LLCleft Apr 1, 2010, registered Apr 28, 2010 (27 days) · Other
- Dws Investment Management Americas, Inc. to 1919 Investment Counsel, LLCleft Feb 4, 2005, registered Jan 4, 2005 (-31 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address