DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Lakeside Wealth Management Group, LLC

Former SEC-registered adviserChesterton, IndianaCRD 140271SEC 801-67740IAPD
Latest filing Jun 10, 2020
First filing on the tape Mar 30, 2012 · 41 filings
RAUM
$1.6B
reported, Item 5.F
Discretionary
29%
of RAUM
Private clients
29%
$478M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
20
19 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$1.6B as of Mar 31, 2020
Mar 30, 2012$236M then
HNW client RAUM$275M as of Mar 31, 2020
Mar 29, 2018$145M then
State-registered IARs (5.B.3)0 as of Mar 31, 2020
Mar 30, 20120 then
Employees (5.A)22 as of Mar 31, 2020
Mar 21, 201310 then
Private funds: no history
RAUM +40% over the last fiscal year+20% a year over threeIARs 24 to 0offices 3 to 0
Practice profile
derived from the filing of Jun 10, 2020; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.9MderivedHNW RAUM over HNW clients
Average account
$561,680derivedRAUM over accounts (5.F.2.f)
Discretionary
29%derivedof RAUM
Institutional
71%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+40%derivedbetween the last two annual amendments
Advisor growth, one year
-100%derivedItem 5.B.3 between annual amendments
Client growth, one year
-6.7%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, educational seminarsreportedItem 5.G
Custody
$407M, 1,732 clientsreportedItem 9.A
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pension and profit-sharing plans$1.1B66%
  • High-net-worth individuals$275M17%
  • Individuals$203M12%
  • State and municipal entities$35.9M2.2%
  • Charitable organizations$31.2M1.9%
  • Corporations and businesses$1.3M0.1%
Individual clients
789reported
HNW clients
143reported
Pension plan clients
129reported
Charitable clients
29reported
Accounts
2,899reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
$407M for 1,732 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • William Mark Chamberlain · Chief Executive Officercontrol
      since 04/2006 · owns 50% to 75%
    • Anne Jocelyn Hibshman · Chief Compliance Officercontrol
      since 06/2010 · owns less than 5%
    • Edward Gerald Mang · Chief Investment Officercontrol
      since 01/2013 · owns 5% to 10%
    • David Timothy Rice · Presidentcontrol
      since 04/2006 · owns 25% to 50%
    • James Timothy Verschure · Senior Vice Presidentcontrol
      since 01/2015 · owns less than 5%
    Related persons
    Schedule D 7.A
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Advisory employees · 22 to 19
      May 4, 2020 to Jun 10, 2020
    • BD registered reps · 18 to 19
      May 4, 2020 to Jun 10, 2020
    • Employees · 22 to 20
      May 4, 2020 to Jun 10, 2020
    • Other offices · 2 to 0
      May 4, 2020 to Jun 10, 2020
    • Related adviser · false to true
      Mar 31, 2020 to May 4, 2020
    • Related broker-dealer · false to true
      Mar 31, 2020 to May 4, 2020
    • Accounts · 2,560 to 2,899
      Feb 13, 2020 to Mar 31, 2020
    • Advisory employees · 24 to 22
      Feb 13, 2020 to Mar 31, 2020
    • BD registered reps · 17 to 18
      Feb 13, 2020 to Mar 31, 2020
    • Charity clients · 20 to 29
      Feb 13, 2020 to Mar 31, 2020
    • HNW clients · 147 to 143
      Feb 13, 2020 to Mar 31, 2020
    • Individual clients · 852 to 789
      Feb 13, 2020 to Mar 31, 2020
    • Pension plan clients · 99 to 129
      Feb 13, 2020 to Mar 31, 2020
    • Assets in custody · $1.5M to $407M
      Feb 13, 2020 to Mar 31, 2020
    • Employees · 24 to 22
      Feb 13, 2020 to Mar 31, 2020
    • State-registered IARs · 24 to 0
      Feb 13, 2020 to Mar 31, 2020
    • Discretionary RAUM · $458M to $477M
      Feb 13, 2020 to Mar 31, 2020
    • HNW RAUM · $203M to $275M
      Feb 13, 2020 to Mar 31, 2020
    • Individual RAUM · $178M to $203M
      Feb 13, 2020 to Mar 31, 2020
    • Non-discretionary RAUM · $705M to $1.2B
      Feb 13, 2020 to Mar 31, 2020
    • Pension RAUM · $673M to $1.1B
      Feb 13, 2020 to Mar 31, 2020
    • RAUM · $1.2B to $1.6B
      Feb 13, 2020 to Mar 31, 2020
    • Other offices · 3 to 2
      Jun 12, 2019 to Feb 13, 2020
    • Charity clients · 22 to 20
      Jan 7, 2019 to Mar 29, 2019
    • Corporate clients · 21 to 3
      Jan 7, 2019 to Mar 29, 2019
    • HNW clients · 370 to 147
      Jan 7, 2019 to Mar 29, 2019
    • Individual clients · 1,596 to 852
      Jan 7, 2019 to Mar 29, 2019
    • Pension plan clients · 94 to 99
      Jan 7, 2019 to Mar 29, 2019
    • Assets in custody · $13.7M to $1.5M
      Jan 7, 2019 to Mar 29, 2019
    • Employees · 18 to 24
      Jan 7, 2019 to Mar 29, 2019
    • State-registered IARs · 18 to 24
      Jan 7, 2019 to Mar 29, 2019
    • Discretionary RAUM · $416M to $458M
      Jan 7, 2019 to Mar 29, 2019
    • HNW RAUM · $145M to $203M
      Jan 7, 2019 to Mar 29, 2019
    • Individual RAUM · $182M to $178M
      Jan 7, 2019 to Mar 29, 2019
    • Non-discretionary RAUM · $559M to $705M
      Jan 7, 2019 to Mar 29, 2019
    • Pension RAUM · $540M to $673M
      Jan 7, 2019 to Mar 29, 2019
    • RAUM · $976M to $1.2B
      Jan 7, 2019 to Mar 29, 2019
    • Accounts · 2,192 to 2,560
      Jan 7, 2019 to Mar 29, 2019
    • Advisory employees · 18 to 24
      Jan 7, 2019 to Mar 29, 2019
    • Other offices · 1 to 3
      Apr 3, 2018 to Oct 25, 2018
    Signals
    2 dated events
    • Lakeside Wealth Management Group, Llc reported RAUM $1.6B, up 40% from $1.2B (2020-02-13 to 2020-03-31)
      Mar 31, 2020 · RAUM change · derived
    • Lakeside Wealth Management Group, Llc reported 0 state-registered advisory representatives, down from 24 (2020-02-13 to 2020-03-31)
      Mar 31, 2020 · Advisor headcount change · derived
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026