DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• B••• C••••

B••••• P••••• A•••••••• L••independent RIANewport Beach, Ca IA-onlyIAPD 1516927

Certified Financial Planner

Feed of 09/15/2026

Also filed as D•••• B••• Levine

At current firm

1 y

since Oct 30, 2024

In the industry

40 y

since Jul 21, 1986 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B••••• P••••• A•••••••• L•• independent RIA current
since Oct 30, 2024 · Pasadena, Ca
B••••• A••••••• L•• former
Jun 27, 2023 to Oct 31, 2024 · Pasadena, Ca
Y••••••• C•••••• M••••••••• independent RIA
Dec 14, 2007 to Jun 28, 2023 · Newport Beach, Ca
U•• F•••••••• S••••••• I••• wirehouse
Jul 8, 1997 to Jun 11, 2007 · Newport Beach, Ca

Moves

a registration end followed by a registration begin elsewhere

B••••• A••••••• L•• to B••••• P••••• A•••••••• L••
left Oct 31, 2024, registered Oct 30, 2024 (-1 days) · RIA to RIA · moved with a team
Y••••••• C•••••• M••••••••• to B••••• A••••••• L••
left Jun 28, 2023, registered Jun 27, 2023 (-1 days) · RIA to RIA
U•• F•••••••• S••••••• I••• to Y••••••• C•••••• M•••••••••
left Jun 11, 2007, registered Dec 14, 2007 (186 days) · Other

Signals

D•••• B••• C•••• left B••••• A••••••• L•• for B••••• P••••• A•••••••• L•• (registered 2024-10-30)
Oct 31, 2024 · Advisor changed firm · fact
D•••• B••• C•••• left Y••••••• C•••••• M••••••••• for B••••• A••••••• L•• (registered 2023-06-27)
Jun 28, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 40derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address