RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• T••••••• J••••
- R••• J•••• C•••••• E••••••• M••••••••• I••• independent RIA currentsince May 12, 2009 · St. Louis, Mo
- C•••••• E••••••• M••••••••• L•• unclassifiedJun 12, 1998 to Apr 12, 2004 · St. Louis, Mo
- R••• J•••• C•••••• E•••••••• I••• unclassifiedNov 6, 1997 to Jun 25, 2009 · St Louis, Mo
- R••• J•••• C•••••• E•••••••• I••• to C•••••• E••••••• M••••••••• L••left Jun 25, 2009, registered Jun 12, 1998 (-4031 days) · Other
- C•••••• E••••••• M••••••••• L•• to R••• J•••• C•••••• E••••••• M••••••••• I•••left Apr 12, 2004, registered May 12, 2009 (1856 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address