DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••• J•••• C•••••• E••••••• M••••••••• I•••
Latest filing Jul 1, 2026
First filing on the tape Nov 17, 2011 · 46 filings
SEC status approved since Jul 9, 2004
RAUM
$352M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
85%
$299M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$70.4M
derived; firm RAUM over IAPD count
Employees
7
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
46 filings and snapshots on the tape
RAUM$352M as of Jul 1, 2026
Apr 30, 2012$258M then
HNW client RAUM$58.3M as of Jul 1, 2026
Jun 29, 2018$30.6M then
State-registered IARs (5.B.3)7 as of Jul 1, 2026
Apr 3, 20135 then
Employees (5.A)7 as of Jul 1, 2026
Apr 3, 20136 then
Private funds: no history
RAUM -25% over the last fiscal year-13% a year over threeIARs 7 to 7
Practice profile
derived from the filing of Jul 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $70.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 821derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.4MderivedHNW RAUM over HNW clients
- Average account
- $85,629derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 13%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -6.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$241M68%
- High-net-worth individuals$58.3M17%
- Pension and profit-sharing plans$46.7M13%
- Pooled investment vehicles$5.8M1.6%
- Charitable organizations$74,4580.0%
- Individual clients
- 4,063reported
- HNW clients
- 41reported
- Pension plan clients
- 2reported
- Charitable clients
- 1reported
- Accounts
- 4,108reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.85 fund_share=0.02 institutional_share=0.13 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• T••••••• J•••• | St. Louis, Mo | May 12, 2009 | 40 y | 2 |
| J••• A•• D••••••• | St. Louis, Mo | Mar 2, 2011 | 29 y | 0 |
| R••••• T••••••• J•••• | St. Louis, Mo | Feb 27, 2013 | 14 y | 0 |
| S•••••• C•••• S••••••••• | St. Louis, Mo | Dec 9, 2013 | 13 y | 0 |
| J••••••• B•••••• S••••• | St. Louis, Mo | Mar 29, 2022 | 22 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- D•••••• D••••• T••••••• to H• C•••••• M••••••••• L••Nov 15, 2021 · Other
- D••••• C•••••• H••• to A••••• A•• P••••••• S•••••••Oct 27, 2010 · Other
Joined, latest
- J••••••• B•••••• S••••• from N••••• A•••• M••••••••• L••Mar 29, 2022 · RIA to RIA
- R••••• T••••••• J•••• from C•••••• E••••••• M••••••••• L••May 12, 2009 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J••••• R•••••• T••••••• · Chairman, Chief Executive Officer & Chief Compliance Officercontrolsince 06/2004 · owns 75% or more
- J••••• R•••••• T••••••• · Ownercontrolsince 11/1987 · owns 75% or more of R.T. J••••, F.S. Ladner & Associates, Inc.
- D••••• S••••••• S•••• · Chief Technology Innovation Officersince 09/2020 · owns less than 5%
- J••••• R•••••• T••••••• · Presidentsince 11/2018 · owns less than 5%
- S••••••••• S••••••• C•••• · Chief Investment Officersince 09/2020 · owns less than 5%
Entity owners
- R••• J••••• F••• L•••••• • A••••••••• I••• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| St Louis, Mo | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually high clients per advisorStatic outlier · filing Jul 1, 2026private clients per advisor of 820.8 against a peer median of 57.3 (3076 comparable advisers, 100.0th percentile, 21.8 robust deviations)peers: independent wealth managers, $100M to $500M (3,076) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 4,658 to 4,108Jun 29, 2025 to Jun 29, 2026
- HNW clients · 48 to 41Jun 29, 2025 to Jun 29, 2026
- Individual clients · 4,588 to 4,063Jun 29, 2025 to Jun 29, 2026
- Pension plan clients · 20 to 2Jun 29, 2025 to Jun 29, 2026
- Discretionary RAUM · $416M to $352MJun 29, 2025 to Jun 29, 2026
- HNW RAUM · $63.1M to $58.3MJun 29, 2025 to Jun 29, 2026
- Individual RAUM · $298M to $241MJun 29, 2025 to Jun 29, 2026
- Pension RAUM · $49.3M to $46.7MJun 29, 2025 to Jun 29, 2026
- Pooled vehicle RAUM · $5.1M to $5.8MJun 29, 2025 to Jun 29, 2026
- RAUM · $416M to $352MJun 29, 2025 to Jun 29, 2026
- Accounts · 5,136 to 4,658Jun 28, 2024 to Jun 29, 2025
- Charity clients · unset to 1.0Jun 28, 2024 to Jun 29, 2025
- Individual clients · 5,068 to 4,588Jun 28, 2024 to Jun 29, 2025
- Pension plan clients · 18 to 20Jun 28, 2024 to Jun 29, 2025
- Financial planning clients · unset to Jun 28, 2024 to Jun 29, 2025
- Discretionary RAUM · $484M to $416MJun 28, 2024 to Jun 29, 2025
- HNW RAUM · $72.1M to $63.1MJun 28, 2024 to Jun 29, 2025
- Individual RAUM · $347M to $298MJun 28, 2024 to Jun 29, 2025
- Pension RAUM · $59.6M to $49.3MJun 28, 2024 to Jun 29, 2025
- Pooled vehicle RAUM · $4.8M to $5.1MJun 28, 2024 to Jun 29, 2025
- RAUM · $484M to $416MJun 28, 2024 to Jun 29, 2025
- Accounts · 5,466 to 5,136Jun 29, 2023 to Jun 28, 2024
- HNW clients · 44 to 48Jun 29, 2023 to Jun 28, 2024
- Individual clients · 5,396 to 5,068Jun 29, 2023 to Jun 28, 2024
- Pension plan clients · 23 to 18Jun 29, 2023 to Jun 28, 2024
- Discretionary RAUM · $466M to $484MJun 29, 2023 to Jun 28, 2024
- HNW RAUM · $63.1M to $72.1MJun 29, 2023 to Jun 28, 2024
- Individual RAUM · $352M to $347MJun 29, 2023 to Jun 28, 2024
- Pension RAUM · $45.7M to $59.6MJun 29, 2023 to Jun 28, 2024
- Pooled vehicle RAUM · $4.7M to $4.8MJun 29, 2023 to Jun 28, 2024
- RAUM · $466M to $484MJun 29, 2023 to Jun 28, 2024
- Accounts · 5,807 to 5,466Jun 29, 2022 to Jun 29, 2023
- Advisory employees · 8 to 7Jun 29, 2022 to Jun 29, 2023
- HNW clients · 58 to 44Jun 29, 2022 to Jun 29, 2023
- Individual clients · 5,640 to 5,396Jun 29, 2022 to Jun 29, 2023
- Pension plan clients · 21 to 23Jun 29, 2022 to Jun 29, 2023
- Employees · 8 to 7Jun 29, 2022 to Jun 29, 2023
- Discretionary RAUM · $536M to $466MJun 29, 2022 to Jun 29, 2023
- HNW RAUM · $82.7M to $63.1MJun 29, 2022 to Jun 29, 2023
- Individual RAUM · $403M to $352MJun 29, 2022 to Jun 29, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/ARTESYSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- g.page/r/CZFPcccqPWXzEBAreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 314-783-5000reportedpublic record, Form ADV, Jul 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $70.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026