RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• M• G••••
- P••••••• A••••••• state registered currentsince Mar 9, 2010 · Charleston, Sc
- K•••••• C•••••• M••••••••• L•• institutionalOct 27, 2022 to Dec 31, 2025 · Winston-Salem, Nc
- T••••• I••••••••• A••••••• I•• independent RIAApr 29, 2009 to Nov 25, 2009 · Charleston, Sc
- U•• F•••••••• S••••••• I••• wirehouseJan 16, 2003 to Nov 17, 2005 · Atlanta, Ga
- K•••••• C•••••• M••••••••• L•• to no registered destinationleft Dec 31, 2025 · Departure, no registered destination
- T••••• I••••••••• A••••••• I•• to P••••••• A•••••••left Nov 25, 2009, registered Mar 9, 2010 (104 days) · Other
- U•• F•••••••• S••••••• I••• to T••••• I••••••••• A••••••• I••left Nov 17, 2005, registered Apr 29, 2009 (1259 days) · Other
- D•••••• M• G•••• no longer registered at K•••••• C•••••• M••••••••• L••; no later IA registration on IAPDDec 31, 2025 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address