DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Tandem Investment Advisors Inc

Independent wealth managerCharleston, South CarolinaCRD 109392SEC 801-57846website IAPD

Latest filing Sep 1, 2026

First filing on the tape Nov 11, 2011 · 56 filings

SEC status approved since Sep 15, 2000

RAUM

$3.5B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

94%

$3.2B individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$288M

derived; firm RAUM over IAPD count

Employees

4 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

56 filings and snapshots on the tape

RAUM$3.5B as of May 12, 2026

Mar 26, 2012$102M then

HNW client RAUM$35.2M as of Mar 1, 2019

Mar 16, 2018$53.8M then

State-registered IARs (5.B.3)10 as of May 12, 2026

Mar 21, 20132 then

Employees (5.A)18 as of May 12, 2026

Mar 21, 20133 then

Private funds: no history

RAUM +2.7% over the last fiscal year+11% a year over threeIARs 10 to 10

Practice profile

derived from the filing of Sep 1, 2026; every figure names its basis

Archetypes, each a printed rule

Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control

RAUM per advisor: $288MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $330,799derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.5derivedItem 5.A over advisors
Advisors per office: 12.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +2.7%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, otherreportedItem 5.G
Wrap fee program: participatesreportedItem 5.I
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Individuals$3.2B94%
Corporations and businesses$129M3.7%
Banks and thrifts$33.9M1.0%
Investment companies$28.0M0.8%
Charitable organizations$12.0M0.3%

Individual clients: 10,230reported
HNW clients: n/areported
Pension plan clients: 0reported
Charitable clients: 12reported
Accounts: 10,432reported
Financial planning clients: 0reported
Wrap fee programs: $0 sponsored, $3.3B managedreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: private_client_share=0.94 fund_share=0.01 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived

Advisors registered through the firm

12 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
John Brian Carew	Charleston, Sc	Jan 16, 1991	41 y	0
William Leo LittleChartered Financial Analyst	Charleston, Sc	Sep 28, 2006	22 y	1
Benjamin Greenwood CarewChartered Financial Analyst	Charleston, Sc	Feb 8, 2016	11 y	0
Jordan Scott WatsonChartered Financial Analyst	Charleston, Sc	Nov 21, 2019	12 y	1
Ariel Benton Davis	Charleston, Sc	Jul 12, 2022	12 y	1
Elaine M Natoli	Charleston, Sc	Aug 22, 2022	10 y	0
Alex Michael RobinetteCertified Financial Planner	Charleston, Sc	Jul 19, 2023	10 y	2
Charles Samuel Edwards	Charleston, Sc	Feb 22, 2024	10 y	2
Jeremy Cox	Charleston, Sc	Apr 16, 2024	22 y	3
Natalia Moriah Mattar	Charleston, Sc	Nov 20, 2024	12 y	0
Mackenzie S Ferrell	Charleston, Sc	Apr 16, 2026	12 y	0
Charlotte Wesley Woodham	Charleston, Sc	Jun 18, 2026	11 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months

Left, latest

Annie Claire Klopstock to Burton Enright Welch
May 2, 2024 · RIA to RIA
Derrick M Grava to Palmetto Advisory
Nov 25, 2009 · Other

Joined, latest

Jeremy Cox from Truist Advisory Services, Inc.
Apr 16, 2024 · Affiliated broker-dealer or bank to independent RIA
Charles Samuel Edwards from Ae Wealth Management, LLC
Feb 22, 2024 · Affiliated broker-dealer or bank to independent RIA
Alex Michael Robinette from Raymond James & Associates, Inc.
Jul 19, 2023 · Affiliated broker-dealer or bank to independent RIA
Ariel Benton Davis from Raymond James & Associates, Inc.
Jul 12, 2022 · Affiliated broker-dealer or bank to independent RIA
Jordan Scott Watson from The Investment Advisor Alliance LLC
Nov 21, 2019 · RIA to RIA
Derrick M Grava from UBS Financial Services Inc.
Apr 29, 2009 · Other
William Leo Little from Ameriprise Financial Services, LLC
Sep 28, 2006 · Other

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Greenwood Benjamin Carew · Vice President/Co-Chief Investment Officercontrol
since 01/2022 · owns 10% to 25%
Brian John Carew · President/Chief Executive Officercontrol
since 10/1990 · owns 50% to 75%
Jeremy Cox · Chief Distribution Officercontrol
since 03/2024 · owns less than 5%
Marie Nicole Hoffman · Chief Compliance Officercontrol
since 06/2023 · owns less than 5%
Leo William Little · Senior Vice President/Co-Chief Investment Officercontrol
since 03/2009 · owns 25% to 50%
M Elaine Natoli · Vice President/Chief Communications Officercontrol
since 01/2022 · owns less than 5%
B. Ann Carew · Secretary/Treasurer
since 10/1994 · owns less than 5%
Dave Dallas · Board Member
since 08/2025 · owns less than 5%
J Richard Hendrix · Board Member
since 08/2025 · owns less than 5%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Charleston, Sc · principal	12	2	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Sep 1, 2026
COX, JEREMY (CHIEF DISTRIBUTION OFFICER) appeared on Schedule A between the filings of 2024-02-26 and 2026-09-01
peers: independent wealth managers, $1B to $5B (1,360)

How anomalies are measured

What changed

consecutive filings, newest first

Financial planning clients · 0 to 0
May 12, 2026 to Sep 1, 2026
Related adviser · false to unset
May 12, 2026 to Sep 1, 2026
Related bank · false to unset
May 12, 2026 to Sep 1, 2026
Related broker-dealer · false to unset
May 12, 2026 to Sep 1, 2026
Related insurance company · false to unset
May 12, 2026 to Sep 1, 2026
Succession · false to unset
May 12, 2026 to Sep 1, 2026
Accounts · 10,162 to 10,432
Nov 28, 2025 to Mar 22, 2026
Charity clients · 14 to 12
Nov 28, 2025 to Mar 22, 2026
Corporate clients · 189 to 182
Nov 28, 2025 to Mar 22, 2026
Individual clients · 9,952 to 10,230
Nov 28, 2025 to Mar 22, 2026
Employees · 15 to 18
Nov 28, 2025 to Mar 22, 2026
Discretionary RAUM · $3.4B to $3.5B
Nov 28, 2025 to Mar 22, 2026
Individual RAUM · $3.2B to $3.2B
Nov 28, 2025 to Mar 22, 2026
RAUM · $3.4B to $3.5B
Nov 28, 2025 to Mar 22, 2026
Wrap assets (manager) · $3.2B to $3.3B
Nov 28, 2025 to Mar 22, 2026
Financial planning clients · 0 to 0
Aug 29, 2025 to Nov 28, 2025
Accounts · 9,811 to 10,162
Apr 18, 2024 to Mar 20, 2025
Charity clients · 17 to 14
Apr 18, 2024 to Mar 20, 2025
Corporate clients · 199 to 189
Apr 18, 2024 to Mar 20, 2025
Individual clients · 9,585 to 9,952
Apr 18, 2024 to Mar 20, 2025
Employees · 14 to 15
Apr 18, 2024 to Mar 20, 2025
State-registered IARs · 9 to 10
Apr 18, 2024 to Mar 20, 2025
Discretionary RAUM · $3.2B to $3.4B
Apr 18, 2024 to Mar 20, 2025
Individual RAUM · $3.0B to $3.2B
Apr 18, 2024 to Mar 20, 2025
RAUM · $3.2B to $3.4B
Apr 18, 2024 to Mar 20, 2025
Wrap assets (manager) · $312M to $3.2B
Apr 18, 2024 to Mar 20, 2025
Accounts · 9,844 to 9,811
Feb 26, 2024 to Apr 18, 2024
Advisory activities · 3 to 4
Feb 26, 2024 to Apr 18, 2024
Charity clients · 13 to 17
Feb 26, 2024 to Apr 18, 2024
Corporate clients · 207 to 199
Feb 26, 2024 to Apr 18, 2024
Individual clients · 9,615 to 9,585
Feb 26, 2024 to Apr 18, 2024
Employees · 15 to 14
Feb 26, 2024 to Apr 18, 2024
State-registered IARs · 8 to 9
Feb 26, 2024 to Apr 18, 2024
Discretionary RAUM · $3.1B to $3.2B
Feb 26, 2024 to Apr 18, 2024
Individual RAUM · $3.0B to $3.0B
Feb 26, 2024 to Apr 18, 2024
Non-discretionary RAUM · $139M to $0
Feb 26, 2024 to Apr 18, 2024
RAUM · $3.2B to $3.2B
Feb 26, 2024 to Apr 18, 2024
Wrap assets (manager) · $2.9B to $312M
Feb 26, 2024 to Apr 18, 2024
Accounts · 9,078 to 9,844
Sep 5, 2023 to Feb 26, 2024
Charity clients · 12 to 13
Sep 5, 2023 to Feb 26, 2024

Signals

7 dated events

Annie Claire Klopstock left Tandem Investment Advisors Inc for Burton Enright Welch (registered 2024-07-31)
May 2, 2024 · Advisor changed firm · fact
M Elaine Natoli (Vice President) appeared on Schedule A of Tandem Investment Advisors Inc
Feb 26, 2024 · Control person joined · fact
Marie Nicole Hoffman (Chief Compliance Officer) appeared on Schedule A of Tandem Investment Advisors Inc
Jul 6, 2023 · Control person joined · fact
Tandem Investment Advisors Inc reported RAUM $2.0B, up 37% from $1.5B (2022-01-20 to 2022-03-01)
Mar 1, 2022 · RAUM change · derived
Greenwood Benjamin Carew (Vice President/Portfolio Manager) appeared on Schedule A of Tandem Investment Advisors Inc
Mar 1, 2022 · Control person joined · fact
Tandem Investment Advisors Inc reported RAUM $1.5B, up 75% from $849.0M (2021-01-08 to 2021-02-25)
Feb 25, 2021 · RAUM change · derived
Tandem Investment Advisors Inc reported RAUM $849.0M, up 48% from $575.5M (2019-03-29 to 2020-03-27)
Mar 27, 2020 · RAUM change · derived

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: 843-720-3413reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 877-743-7820reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: linkedin.com/company/tandem-investment-advisors-increportedpublic record, Form ADV, Sep 17, 2026
Website: tiafunds.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 843-720-3413reportedpublic record, Form ADV, Sep 1, 2026
Contact form: tiafunds.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Team page: tiafunds.com/managementreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $288Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026