DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Dennis Rodney Wood
Feed of 09/15/2026
At current firm
3 y
since Sep 1, 2023
In the industry
40 y
since Jul 10, 1986 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Sep 1, 2023 · Carmel, In
- Sagepoint Financial, Inc. formerSep 10, 2015 to Sep 1, 2023 · Indianapolis, In
- National Planning Corporation ("Npc Of America" In Fl & Ny) formerSep 19, 2011 to Sep 10, 2015 · Indianapolis, In
- J P Turner & Company Capital Management, LLC formerApr 7, 2010 to Sep 23, 2011 · Indianapolis, In
- Gunnallen Financial, Inc unclassifiedNov 2, 2005 to Mar 30, 2010 · Tampa, Fl
- Intervest International, Inc. formerSep 29, 2003 to Nov 7, 2005 · Colorado Springs, Co
Moves
a registration end followed by a registration begin elsewhere
- Sagepoint Financial, Inc. to Osaic Wealth, Inc.left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
- National Planning Corporation ("Npc Of America" In Fl & Ny) to Sagepoint Financial, Inc.left Sep 10, 2015, registered Sep 10, 2015 (0 days) · Other · moved with a team
- J P Turner & Company Capital Management, LLC to National Planning Corporation ("Npc Of America" In Fl & Ny)left Sep 23, 2011, registered Sep 19, 2011 (-4 days) · Other
- Gunnallen Financial, Inc to J P Turner & Company Capital Management, LLCleft Mar 30, 2010, registered Apr 7, 2010 (8 days) · Other
- Intervest International, Inc. to Gunnallen Financial, Incleft Nov 7, 2005, registered Nov 2, 2005 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address