DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard Gregory Grucz
Feed of 09/14/2026
At current firm
6 y
since Aug 19, 2020
In the industry
40 y
since Aug 18, 1986 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Silver Oak Securities, Inc. BD affiliated currentsince Aug 19, 2020 · Allen Park, Mi
- Sagepoint Financial, Inc. formerDec 8, 2011 to Aug 21, 2020 · Scottsdale, Az
- American Portfolios Advisors, Inc formerJan 26, 2010 to Dec 7, 2011 · Holbrook, Ny
- Sagepoint Financial, Inc. formerOct 31, 2005 to Jan 13, 2010 · Allen Park, Mi
- Sunamerica Securities, Inc. unclassifiedOct 18, 2004 to Oct 31, 2005 · Allen Park, Mi
Moves
a registration end followed by a registration begin elsewhere
- Sagepoint Financial, Inc. to Silver Oak Securities, Inc.left Aug 21, 2020, registered Aug 19, 2020 (-2 days) · Affiliated broker-dealer or bank to another
- American Portfolios Advisors, Inc to Sagepoint Financial, Inc.left Dec 7, 2011, registered Dec 8, 2011 (1 days) · Other
- Sagepoint Financial, Inc. to American Portfolios Advisors, Incleft Jan 13, 2010, registered Jan 26, 2010 (13 days) · Other
- Sunamerica Securities, Inc. to Sagepoint Financial, Inc.left Oct 31, 2005, registered Oct 31, 2005 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address