RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••••• K••••••••• S••••••••
- T•• F•••••••• P••••••• A••••••••• L•• state registered currentsince Jul 10, 2012 · Princeton, Nj
- A••••• W••••• independent RIA currentsince Jul 29, 2008 · East Hanover, Nj
- E•• A••••••••• L•• formerFeb 20, 2009 to Nov 6, 2013 · Princeton, Nj
- E•• A••••••••• L•• formerMar 19, 2007 to Mar 31, 2008 · Princeton, Nj
- E•• A••••••••• L•• to T•• F•••••••• P••••••• A••••••••• L••left Nov 6, 2013, registered Jul 10, 2012 (-484 days) · Other
- E•• A••••••••• L•• to A••••• W•••••left Mar 31, 2008, registered Jul 29, 2008 (120 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address