DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••• W•••••
Legal name A••••• W••••• P•••••••• L••
Latest filing Mar 24, 2026
First filing on the tape Mar 26, 2012 · 30 filings
SEC status approved since Jul 1, 2001
RAUM
$539M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$526M individuals and HNW
Advisors
14
registered through the firm on IAPD
RAUM per advisor
$38.5M
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$539M as of Mar 24, 2026
Mar 26, 2012$189M then
HNW client RAUM$437M as of Mar 24, 2026
Mar 23, 2018$253M then
State-registered IARs (5.B.3)6 as of Mar 24, 2026
Apr 1, 20130 then
Employees (5.A)6 as of Mar 24, 2026
Apr 1, 20137 then
Private funds: no history
RAUM +9.9% over the last fiscal year+14% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $38.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 26derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.6MderivedHNW RAUM over HNW clients
- Average account
- $534,309derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.4derivedItem 5.A over advisors
- Advisors per office
- 14.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -7.6%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Custody
- $116M, 122 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$437M81%
- Individuals$89.4M17%
- Pension and profit-sharing plans$7.4M1.4%
- Corporations and businesses$5.4M1.0%
- Charitable organizations$346,8590.1%
- Individual clients
- 242reported
- HNW clients
- 121reported
- Pension plan clients
- 7reported
- Charitable clients
- 1reported
- Accounts
- 1,009reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $116M for 122 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
14 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| H••••• S•••• M••••• | Princeton, Nj | Jul 17, 2002 | 26 y | 1 |
| H••••• M••• H•••Certified Financial Planner | Princeton, Nj | Jul 17, 2002 | 25 y | 1 |
| J•••••• P••• S••••••• | Clifton, Nj | Oct 16, 2002 | 36 y | 0 |
| D••••• L••••••• Z•••••••Certified Financial Planner | Princeton, Nj | Jul 17, 2006 | 21 y | 3 |
| M••• W•••••••• | East Hanover, Nj | Dec 18, 2006 | 43 y | 0 |
| M•••••• P•••• C•••••• | East Hanover, Nj | Jan 24, 2007 | 25 y | 0 |
| C••• J• C•••••••• | East Hanover, Nj | Mar 27, 2007 | 20 y | 0 |
| E••••••• K••••••••• S••••••••Certified Financial Planner | East Hanover, Nj | Jul 29, 2008 | 40 y | 2 |
| J••• E••••• P••••••• | East Hanover, Nj | Jun 19, 2013 | 43 y | 0 |
| A••• S••••• M••••• | East Hanover, Nj | Jun 21, 2013 | 43 y | 0 |
| L•••• C•••••••••Certified Financial Planner | East Hanover, Nj | Jul 18, 2018 | 12 y | 1 |
| B•••• M•••••• M••••• | Roseland, Nj | Jan 1, 2026 | 41 y | 0 |
| R••••• S•• E•••••• | East Hanover, Nj | Jan 1, 2026 | 19 y | 0 |
| L••••••• Z••••••• | Roseland, Nj | Jan 1, 2026 | 25 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J••••• L•••••• M•••••• to M••• S••••• F•••••••• S••••••••• L••May 11, 2017 · Other
- F•••• B• J•••• to A••••••••• F•••••••• S•••••••• L••Jun 16, 2016 · Other
- M•••• M••••• S••••• to L•• F•••••••• L••Jun 8, 2004 · Other
Joined, latest
- L••••••• Z••••••• from C••••••••• W••••• M••••••••• L••Jan 1, 2026 · Other
- L•••• C••••••••• from H•••••• • W•••• A•••• M••••••••• I•••Jul 18, 2018 · Affiliated broker-dealer or bank to independent RIA
- J••••• L•••••• M•••••• from N••••• A•• F•••••••• P•••••••• L••Jul 9, 2010 · Other
- E••••••• K••••••••• S•••••••• from E•• A••••••••• L••Jul 29, 2008 · Other
- D••••• L••••••• Z••••••• from D••••••• G•••••• • D••••• C••••Jul 17, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••••• T••••• A• · Chief Compliance Officercontrolsince 05/2006 · owns less than 5%
- H•••• H•••••• M••• · Membercontrolsince 01/2015 · owns 10% to 25%
- M•••••• H•••••• S•••• · Membercontrolsince 01/2015 · owns 10% to 25%
- Z•••••••• D•••••• L••••••• · Membercontrolsince 01/2015 · owns 50% to 75%
- Z•••••••• L••••••• · Special Partnercontrolsince 01/2015 · owns less than 5%
Related persons
Schedule D 7.A
- E•• A•••••••••investment advisernRAUM $324M
Advisers that list A••••• W••••• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| East Hanover, Nj · principal | 11 | 1 | 0 | ||
| Roseland, Nj | 2 | 2 | 0 | ||
| Totowa, Nj | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,014 to 1,009Mar 26, 2025 to Mar 24, 2026
- Charity clients · 0 to 1Mar 26, 2025 to Mar 24, 2026
- HNW clients · 124 to 121Mar 26, 2025 to Mar 24, 2026
- Individual clients · 269 to 242Mar 26, 2025 to Mar 24, 2026
- Pension plan clients · 1 to 7Mar 26, 2025 to Mar 24, 2026
- Assets in custody · $100M to $116MMar 26, 2025 to Mar 24, 2026
- Discretionary RAUM · $490M to $539MMar 26, 2025 to Mar 24, 2026
- HNW RAUM · $396M to $437MMar 26, 2025 to Mar 24, 2026
- Individual RAUM · $88.6M to $89.4MMar 26, 2025 to Mar 24, 2026
- Pension RAUM · $4.1M to $7.4MMar 26, 2025 to Mar 24, 2026
- RAUM · $490M to $539MMar 26, 2025 to Mar 24, 2026
- Accounts · 978 to 1,014Aug 27, 2024 to Mar 26, 2025
- Corporate clients · 0 to 2Aug 27, 2024 to Mar 26, 2025
- HNW clients · 114 to 124Aug 27, 2024 to Mar 26, 2025
- Individual clients · 290 to 269Aug 27, 2024 to Mar 26, 2025
- Pension plan clients · 0 to 1Aug 27, 2024 to Mar 26, 2025
- Assets in custody · unset to 100043301.0Aug 27, 2024 to Mar 26, 2025
- Custody of client assets · false to trueAug 27, 2024 to Mar 26, 2025
- Financial planning clients · 1-10 to 1-10Aug 27, 2024 to Mar 26, 2025
- Discretionary RAUM · $404M to $490MAug 27, 2024 to Mar 26, 2025
- HNW RAUM · $310M to $396MAug 27, 2024 to Mar 26, 2025
- Individual RAUM · $93.6M to $88.6MAug 27, 2024 to Mar 26, 2025
- Pension RAUM · unset to 4057687.0Aug 27, 2024 to Mar 26, 2025
- RAUM · $404M to $490MAug 27, 2024 to Mar 26, 2025
- Accounts · 385 to 978Mar 29, 2023 to Mar 28, 2024
- HNW clients · 97 to 114Mar 29, 2023 to Mar 28, 2024
- Individual clients · 288 to 290Mar 29, 2023 to Mar 28, 2024
- Assets in custody · 367054050.0 to unsetMar 29, 2023 to Mar 28, 2024
- Custody of client assets · true to falseMar 29, 2023 to Mar 28, 2024
- Employees · 12 to 6Mar 29, 2023 to Mar 28, 2024
- State-registered IARs · 11 to 6Mar 29, 2023 to Mar 28, 2024
- Other offices · 1 to 0Mar 29, 2023 to Mar 28, 2024
- Discretionary RAUM · $367M to $404MMar 29, 2023 to Mar 28, 2024
- HNW RAUM · $273M to $310MMar 29, 2023 to Mar 28, 2024
- Individual RAUM · $94.0M to $93.6MMar 29, 2023 to Mar 28, 2024
- RAUM · $367M to $404MMar 29, 2023 to Mar 28, 2024
- Accounts · 895 to 385Jul 1, 2022 to Mar 29, 2023
- Advisory employees · 7 to 6Jul 1, 2022 to Mar 29, 2023
- HNW clients · 109 to 97Jul 1, 2022 to Mar 29, 2023
- Individual clients · 265 to 288Jul 1, 2022 to Mar 29, 2023
Signals
2 dated events
- Michael Bruce Milove (Member, Special Partner) no longer on Schedule A of A••••• W••••• (listed 2022-03-08, absent 2022-05-05)May 5, 2022 · Control person left · inference
- A••••• W••••• reported 13 state-registered advisory representatives, up from 0 (2017-05-11 to 2018-03-23)Mar 23, 2018 · Advisor headcount change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 973-461-4717reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 973-740-2400reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- access-wealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 973-740-2400reportedpublic record, Form ADV, Mar 24, 2026
- Contact form
- access-wealth.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- access-wealth.com/meet-our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $38.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026