R•••• J•••• G••••••

• W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated current
  since Dec 2, 2024 · Charleston, Wv
• L•• F•••••••• L•• BD affiliated
  Jun 16, 2022 to Apr 1, 2025 · Charleston, Wv
• R•• C•••••• M••••••• L•• national BD
  Mar 13, 2009 to Jun 29, 2022 · Charleston, Wv
• F•••••• B•••• W••••• L•• unclassified
  Feb 26, 2001 to Mar 13, 2009 · Cleveland, Oh

• L•• F•••••••• L•• to W••••• E••••••••• A••••••• S•••••••• L••
  left Apr 1, 2025, registered Dec 2, 2024 (-120 days) · Affiliated broker-dealer or bank to another
• R•• C•••••• M••••••• L•• to L•• F•••••••• L••
  left Jun 29, 2022, registered Jun 16, 2022 (-13 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
• F•••••• B•••• W••••• L•• to R•• C•••••• M••••••• L••
  left Mar 13, 2009, registered Mar 13, 2009 (0 days) · corporate re-registration, not a move

• ••• Locked
  Apr 1, 2025 · Advisor changed firm · fact
• ••• Locked
  Jun 29, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

40derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address