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Registered advisor
E••••• L•• B•••••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/15/2026
Also filed as E••••• L B•••••••
At current firm
0 y
since Nov 17, 2025
In the industry
28 y
since Apr 28, 1998 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Nov 17, 2025 · Glen Allen, Va
- C••••••••• F•••••••• N•••••• national BDNov 11, 2011 to Nov 17, 2025 · Woodcliff Lake, Nj
- A••••••••• F•••••••• S•••••••• L•• national BDMar 22, 2011 to Nov 16, 2011 · Woodcliff Lake, Nj
- L•• F•••••••• L•• BD affiliatedAug 9, 2006 to Apr 11, 2011 · Woodcliff Lake, Nj
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedMar 3, 2003 to Aug 10, 2006 · Woodcliff, Nj
- 1••• C•••••• M••••••••• C•••••• unclassifiedMay 22, 2002 to Feb 28, 2003 · Westwood, Nj
Moves
a registration end followed by a registration begin elsewhere
- C••••••••• F•••••••• N•••••• to L•• F•••••••• L••left Nov 17, 2025, registered Nov 17, 2025 (0 days) · Affiliated broker-dealer or bank to another
- A••••••••• F•••••••• S•••••••• L•• to C••••••••• F•••••••• N••••••left Nov 16, 2011, registered Nov 11, 2011 (-5 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Apr 11, 2011, registered Mar 22, 2011 (-20 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to L•• F•••••••• L••left Aug 10, 2006, registered Aug 9, 2006 (-1 days) · Other
- 1••• C•••••• M••••••••• C•••••• to R•••••• J•••• F•••••••• S•••••••• I•••left Feb 28, 2003, registered Mar 3, 2003 (3 days) · Other
Signals
- E••••• L•• B••••••• left C••••••••• F•••••••• N•••••• for L•• F•••••••• L•• (registered 2025-11-17)Nov 17, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address