DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Matthew David Hickey

Capital Asset Management, LLCindependent RIADenver, Codual registrantIAPD 1538384

Feed of 09/14/2026

At current firm

10 y

since Aug 17, 2016

In the industry

42 y

since Aug 1, 1984 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Presidentreportedcapasset.netfirm site, Sep 16, 2026
Business email: mhickey@capasset.netreportedcapasset.netfirm site, Sep 16, 2026
Direct business phone: 303-832-7770reportedcapasset.netfirm site, Sep 16, 2026
Professional profile: capasset.net/team/matthew-hickeyreportedcapasset.netfirm site, Sep 16, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Capital Asset Management, LLC independent RIA current
since Aug 17, 2016 · Denver, Co
First Allied Advisory Services, Inc. former
Jul 2, 2012 to Dec 12, 2019 · Denver, Co
First Allied Securities, Inc. former
May 14, 2008 to Jul 2, 2012 · Colorado Springs, Co
Cetera Advisors LLC former
Apr 9, 1999 to May 15, 2008 · Denver, Co

Moves

a registration end followed by a registration begin elsewhere

First Allied Advisory Services, Inc. to Capital Asset Management, LLC
left Dec 12, 2019, registered Aug 17, 2016 (-1212 days) · Affiliated broker-dealer or bank to independent RIA
First Allied Securities, Inc. to First Allied Advisory Services, Inc.
left Jul 2, 2012, registered Jul 2, 2012 (0 days) · corporate re-registration, not a move
Cetera Advisors LLC to First Allied Securities, Inc.
left May 15, 2008, registered May 14, 2008 (-1 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 42derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address