DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Timothy John Ellsworth

Relation Wealth Management, Inc.mixed wealthTulsa, OkIA-onlyIAPD 1539321

Feed of 09/14/2026

At current firm

2 y

since Jul 2, 2024

In the industry

39 y

since Oct 15, 1986 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Relation Wealth Management, Inc. mixed wealth current
since Jul 2, 2024 · Tulsa, Ok
Kestra Advisory Services, LLC BD affiliated
Apr 21, 2016 to Jul 1, 2024 · Tulsa, Ok
Nfp Advisor Services, LLC former
Mar 5, 2007 to Sep 22, 2016 · Tulsa, Ok
Cambridge Investment Research Advisors, Inc. BD affiliated
Mar 28, 2005 to Mar 12, 2007 · Tulsa, Ok
Cambridge Investment Research, Inc. unclassified
Aug 20, 1999 to Mar 28, 2005 · Sapulpa, Ok

Moves

a registration end followed by a registration begin elsewhere

Kestra Advisory Services, LLC to Relation Wealth Management, Inc.
left Jul 1, 2024, registered Jul 2, 2024 (1 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
Nfp Advisor Services, LLC to Kestra Advisory Services, LLC
left Sep 22, 2016, registered Apr 21, 2016 (-154 days) · corporate re-registration, not a move
Cambridge Investment Research Advisors, Inc. to Nfp Advisor Services, LLC
left Mar 12, 2007, registered Mar 5, 2007 (-7 days) · Other
Cambridge Investment Research, Inc. to Cambridge Investment Research Advisors, Inc.
left Mar 28, 2005, registered Mar 28, 2005 (0 days) · corporate re-registration, not a move

Signals

Timothy John Ellsworth left Kestra Advisory Services, Llc for Relation Wealth Management, Inc. (registered 2024-07-02)
Jul 1, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address